# ARISTIDES CAPITAL LLC

ARISTIDES CAPITAL LLC of LOUISVILLE, KY is an SEC-registered investment adviser.

## Registration

- CRD: 162368
- Type: SEC-registered investment adviser
- SEC file number: 801-119110
- Location: 552 E MARKET ST., STE 200, LOUISVILLE, KY, 40202
- Phone: (502) 694-8001
- Latest filing: 2026-05-22
- Regulatory AUM: $541.4M
- Discretionary AUM: $541.4M
- Clients: 11
- Accounts: 5

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Investment cos

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Brown T Michael | MANAGING MEMBER | Calgary, A0 |
| Claire Margaret Brown | MANAGING MEMBER | — |
| Daniel Charles Nall | CHIEF COMPLIANCE OFFICER, PRINCIPAL; PRINCIPAL & PORTFOLIO MANAGER | — |
| NALL DANIEL | CHIEF COMPLIANCE OFFICER/PM | — |
| NALL DANIEL CHARLES | CHIEF COMPLIANCE OFFICER/PM | — |
| Kathryn Wetterer Davis | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2026-03-04 | regulatory | ARISTIDES CAPITAL ENTERED INTO AN AGREED ORDER ON APRIL 22, 2026 WITH THE KENTUCKY DEPARTMENT OF FINANCIAL INSTITUTIONS ("KDFI"). KDFI DETERMINED THAT DUE TO A CLERICAL ERROR BY ARISTIDES' THIRD-PARTY COMPLIANCE CONSULTANT, THE FIRM FAILED TO NOTICE FILE AS A COVERED ADVISOR WITH KDFI (BY FAILING TO… | Final | $2K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/162368/brochure
- Similar advisers: https://search.stillhousedata.com/firm/162368/similar
- Related entities: https://search.stillhousedata.com/firm/162368/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/162368

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.