# ROGERS INVESTMENT ADVISORS K.K.

ROGERS INVESTMENT ADVISORS K.K. of TOKYO is an SEC exempt reporting adviser.

## Registration

- CRD: 162896
- Type: SEC exempt reporting adviser
- SEC file number: 802-75654
- Location: 32 SHIBA KOEN BUILDING 7F, TOKYO, 105-0011
- Phone: 81 34520 5580
- Latest filing: 2026-03-30
- Total assets: $43.8M

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| [Edward James Rogers](https://search.stillhousedata.com/person/467257) | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | Georgetown, Grand Cayman, E9 |
| [Yoshiaki Iizuka](https://search.stillhousedata.com/person/718397) | HEAD OF RESEARCH | — |
| [Theodore Briell Smith](https://search.stillhousedata.com/person/718398) | DIRECTOR | — |
| [Philip Ronald Wood](https://search.stillhousedata.com/person/718399) | DIRECTOR | — |
| [Takio Sato](https://search.stillhousedata.com/person/718400) | CO CHIEF OPERATING OFFICER | — |
| [Jason Andrew Topaz](https://search.stillhousedata.com/person/718401) | CHIEF OPERATING OFFICER; CO CHIEF OPERATING OFFICER | — |
| [Seiji Nomura](https://search.stillhousedata.com/person/718402) | CHIEF COMPLIANCE OFFICER | — |
| [ROGERS RICHARD JAMES](https://search.stillhousedata.com/person/754442) | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR; CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | — |
| [SMITH THEODORE BRIELL](https://search.stillhousedata.com/person/780773) | DIRECTOR | — |
| [KENNEDY RORY](https://search.stillhousedata.com/person/891419) | CHIEF OPERATING OFFICER | — |
| [IIZUKA YOSHIAKI](https://search.stillhousedata.com/person/891420) | HEAD OF RESEARCH | — |
| [Takeya Masahiko](https://search.stillhousedata.com/person/894361) | CHIEF COMPLIANCE OFFICER | — |
| [Bollinger Ruth Hart](https://search.stillhousedata.com/person/894362) | DIRECTOR | — |
| [Wood Philip Ronald](https://search.stillhousedata.com/person/896608) | DIRECTOR | — |
| [Oda Kyogo](https://search.stillhousedata.com/person/899428) | CHIEF COMPLIANCE OFFICER | — |
| [Sato Takio](https://search.stillhousedata.com/person/899429) | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; CO CHIEF OPERATING OFFICER | — |
| [TOGASHI HIROKI](https://search.stillhousedata.com/person/899961) | CHIEF COMPLIANCE OFFICER | — |
| [TOPAZ JASON ANDREW](https://search.stillhousedata.com/person/903245) | CO CHIEF OPERATING OFFICER | — |
| [Nomura Seiji](https://search.stillhousedata.com/person/907799) | CHIEF COMPLIANCE OFFICER | — |


## Private funds (4)

Mix: Hedge Fund 3 · Venture Capital Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| RIA-1406 | Hedge Fund | Cayman Islands | 20 | $30.5M | $100K |
| RIA-1507 | Hedge Fund | Cayman Islands | 2 | $5.0M | $100K |
| RIA-0601 | Hedge Fund | Cayman Islands | 7 | $3.8M | $50K |
| FSR ANGEL 1 LPS | Venture Capital Fund | Japan | 28 | $2.0M | — |


## Fund service providers (2)

- administrator: CIBC CARIBBEAN BANK AND TRUST COMPANY (CAYMAN) LIMITED — 2 funds
- administrator: APEX FUND SERVICES (HK) LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/162896/brochure
- Similar advisers: https://search.stillhousedata.com/firm/162896/similar
- Related entities: https://search.stillhousedata.com/firm/162896/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/162896

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.