# BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC. of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 16361
- Type: SEC-registered investment adviser
- SEC file number: 801-53144
- Location: 101 S. TRYON STREET, 33RD FLOOR, NC1-002-33-31, CHARLOTTE, NC, 28255
- Phone: 646-313-8285
- Latest filing: 2009-10-26
- Regulatory AUM: $14.1B
- Discretionary AUM: $10.7B
- Non-discretionary AUM: $3.3B
- Clients: 7,000
- Accounts: 91,348

## Officers, owners & control persons (37)

_Showing 25 of 37 people._

| Name | Role | Location |
| --- | --- | --- |
| Allen A Mark | NATIONAL SALES MANAGER - FULL SERVICE; NATIONAL SALES MANAGER - FULL SERVICE/DIRECTOR | Los Angeles, CA |
| NEWTH RONALD JOSEPH | CAO; CHIEF ADMINISTRATIVE OFFICER; CHIEF OPERATING OFFICER (+5 more) | — |
| NORTON MICHAEL JOHN | COO; COO/DIRECTOR; COO/DIRECTOR/CFO (+1 more) | — |
| DORFMAN BETH ELYSE | CHIEF COUNSEL | — |
| HULL ROBERT STUART | DIRECTOR | — |
| MALONEY TIMOTHY PATRICK | PRESIDENT/CEO/DIRECTOR; PRESIDENT/CEO/DIRECTOR/COO | — |
| KULAK FRANK | CHIEF ADMINISTRATIVE OFFICER; SROP; SROP/CHIEF ADMINISTRATIVE OFFICER | — |
| BENSON MARK JARRETT | CHIEF OPERATING OFFICER/DIRECTOR; DIRECTOR; PRESIDENT/CEO/DIRECTOR (+1 more) | — |
| ROMANO JOHN GARY | CFO; CFO/DIRECTOR | — |
| GOODWIN JAMES JOSEPH III | DIRECTOR | — |
| MULLIGAN ROBERT JOHN JR | DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | — |
| ESTRIDGE THOMAS HAZEL | CROP | — |
| JAGIELSKI PATRICIA ANN | DIRECTOR/SVP; DIRECTOR/SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE; SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | — |
| DEMARTINI RICHARD MICHAEL | DIRECTOR | — |
| GREGOR STANLEY ANTHONY | DIVISION SALES DIRECTOR | — |
| STARK MICHAEL JOSEPH | SECRETARY | — |
| WINN HOLLIS KEITH | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/NATIONAL SALES DIRECTOR-FULL SERVICE; DIRECTOR;NATIONAL SALES DIRECTOR/SERIES 7 (+2 more) | — |
| HECHTLINGER SUSAN J | CROP/DIRECTOR OF COMPLIANCE; CROP/DIRECTOR OF COMPLIANCE/CCO; CROP/DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | — |
| GRAY KENNETH EUGENE | INVESTMENTS INTEGRATION EXECUTIVE/SROP; NATIONAL SALES MANAGER, SERIES 6/SROP | — |
| TAYLOR GREGORY DEAN | FINOP/CFO/TREASURER | — |
| RAPPAPORT ALAN HERMAN | DIRECTOR | — |
| GRAVES JEFFREY SCOTT | DIRECTOR/DIVISION SALES DIRECTOR; DIRECTOR/NATIONAL SALES EXECUTIVE; NATIONAL SALES MANAGER - FULL SERVICE | — |
| CARNEY JEFFREY ROBERT | DIRECTOR; PRESIDENT/CEO/DIRECTOR | — |
| ATHANASIA DEAN CHRISTOPHER | CHAIRMAN/DIRECTOR | — |
| BOWDEN THEODORE IRVING | PRODUCTS & SERVICES MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/16361/brochure
- Similar advisers: https://search.stillhousedata.com/firm/16361/similar
- Related entities: https://search.stillhousedata.com/firm/16361/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/16361

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.