# KOTAK MAHINDRA (INTERNATIONAL) LIMITED

KOTAK MAHINDRA (INTERNATIONAL) LIMITED of EBENE is an SEC exempt reporting adviser.

## Registration

- CRD: 163799
- Type: SEC exempt reporting adviser
- SEC file number: 802-76440
- Location: 301 NG TOWERS, EBENE, 11324
- Phone: 00230 4544646
- Latest filing: 2026-06-30
- Total assets: $300.4M

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| [Mamode Izam Nathadkhan](https://search.stillhousedata.com/person/12680) | DIRECTOR | Grand Baie, O4 |
| [THIRUMAGEN VAITILINGON](https://search.stillhousedata.com/person/36403) | DIRECTOR | Port Louis, O4 |
| [Neeraj Kumar Malhotra](https://search.stillhousedata.com/person/36415) | CHIEF EXECUTIVE OFFICER | Quatre Bornes, O4 |
| [Joseph Gijo](https://search.stillhousedata.com/person/514378) | DIRECTOR | Dubai, C0 |
| [Syamasundaran Shyam Kumar](https://search.stillhousedata.com/person/610446) | DIRECTOR | Harrow HA3 ORL, X0 |
| [Uday Suresh Kotak](https://search.stillhousedata.com/person/687331) | SHAREHOLDER | — |
| [Shyam Kumar Syamasundaran](https://search.stillhousedata.com/person/688230) | DIRECTOR | — |
| [Krishnan Ramchandran No Last Name](https://search.stillhousedata.com/person/688232) | DIRECTOR | — |
| [POLA RAVILOCHAN](https://search.stillhousedata.com/person/732750) | DIRECTOR | — |
| [DULLOO MOHAMMAD IQBAL](https://search.stillhousedata.com/person/813218) | DIRECTOR | — |
| [MALHOTRA SANJAY KUMAR](https://search.stillhousedata.com/person/821019) | CHIEF EXECUTIVE OFFICER | — |
| [DANIEL CHRISTOPHER JAYASINGH](https://search.stillhousedata.com/person/833263) | DIRECTOR | — |
| [COOPOOSAMY DEVEN](https://search.stillhousedata.com/person/834760) | DIRECTOR | — |
| [KOTAK UDAY SURESH](https://search.stillhousedata.com/person/840071) | SHAREHOLDER | — |
| [SHAH GAURANG BALKRISHNA](https://search.stillhousedata.com/person/840072) | NON-EXECUTIVE DIRECTOR | — |
| [SASSA BILAL](https://search.stillhousedata.com/person/888662) | DIRECTOR | — |
| [MERLE LOUIS DIDIER](https://search.stillhousedata.com/person/888932) | DIRECTOR | — |
| [MASSEY SOMER A](https://search.stillhousedata.com/person/888933) | DIRECTOR | — |
| [VARADARAJAN VISWANATHAN](https://search.stillhousedata.com/person/888934) | DIRECTOR | — |
| [SOONEELALL DOOMRAJ](https://search.stillhousedata.com/person/888935) | DIRECTOR | — |
| [NATHADKHAN MAMODE IZAM](https://search.stillhousedata.com/person/888936) | DIRECTOR | — |
| [RAMGOLAM BABOO TEERUTH](https://search.stillhousedata.com/person/888937) | DIRECTOR | — |
| [SHING SOW MAN AH YUK](https://search.stillhousedata.com/person/891241) | DIRECTOR | — |
| [SASSA BILALL](https://search.stillhousedata.com/person/891242) | DIRECTOR | — |
| [GUJJALU RAJIV](https://search.stillhousedata.com/person/891243) | DIRECTOR | — |


## Disclosures (10)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-12-19 | regulatory | A)ACCESS TO BANKING SERVICES - BASIC SAVINGS BANK DEPOSIT ACCOUNT: THE BANK OPENED ANOTHER BSBD ACCOUNT OF CERTAIN CUSTOMERS WHOWERE ALREADY HOLDING BSBD ACCOUNT IN THE BANK. B)SCOPE OF ACTIVITIES TO BE UNDERTAKEN OF BUSINESS CORRESPONDENTS (BCS): THE BANK HAD ENTERED INTO AN ARRANGEMENT WITH BCS FO… | Final | $66K |
| 2024-04-24 | regulatory | KOTAK MAHINDRA BANK LIMITED ("BANK") IS THE PARENT OF THE FIRM. THE BANK RECEIVED AN ORDER DATED APRIL 24, 2024 FROM THE RESERVE BANK OF INDIA ("RBI"), DIRECTING THE BANK TO CEASE AND DESIST, WITH IMMEDIATE EFFECT FROM (I) ONBOARDING NEW CUSTOMERS THROUGH THE BANK'S ONLINE AND MOBILE BANKING CHANNEL… | Final | — |
| 2023-10-17 | regulatory | RESERVE BANK OF INDIA (RBI) VIDE ITS LETTER DATED OCTOBER 17, 2023 LEVIED A PENALTY OF INR 3.95 CRORE(APPROX. USD 474000) ON THE BANK FOR NON-COMPLIANCE WITH RBI DIRECTIONS ON MANAGING RISKS AND CODE OFCONDUCT IN OUTSOURCING OF FINANCIAL SERVICES BY BANKS, RECOVERY AGENTS ENGAGED BY BANKS, CUSTOMERS… | Final | $474K |
| 2023-03-31 | regulatory | THE BANK FAILED TO COMPLY WITH PARAGRAPHS 1 AND 6 OF THE RBI 1) CIRCULAR DBR.BP.BC.NO.12/21.04/048/2018-19 DATED DECEMBER 5, 2018 ON 'GUIDELINES ON LOAN SYSTEM FOR DELIVERY OF BANK CREDIT' ("DECEMBER 2018CIRCULAR") WHEN IT DID NOT ENSURE A MINIMUM LEVEL OF 'LOAN COMPONENT' OF 60% IN CASE OF 67 BORRO… | Final | $71K |
| 2022-07-04 | regulatory | RESERVE BANK OF INDIA ALLEGED THE FOLLOWING: 1. NON-COMPLIANCE WITH DIRECTIONS ON 'CUSTOMER PROTECTION - LIMITING LIABILITY OF CUSTOMERS IN UNAUTHORISED ELECTRONIC BANKING TRANSACTIONS - (PENALTY INR3 MILLION). 2. CONTRAVENTION OF THE PROVISIONS OF SUBSECTION (2) OF SECTION26A OF THE BANKING REGULAT… | Final | $132K |
| 2019-06-06 | regulatory | THE RESERVE BANK OF INDIA (RBI) HAS, BY AN ORDER DATED JUNE 06, 2019, IMPOSED A MONETARY PENALTY OF INR 2 CRORES (RS 20 MILLION) ON KOTAK MAHINDRA BANK LIMITED (THE BANK) FOR FAILURE TO FURNISH INFORMATION ABOUT DETAILS OF THE SHAREHOLDING HELD BY ITS PROMOTERS AND TO SUBMIT DETAILS OF THE PROPOSED… | Final | $289K |
| 2019-02-04 | regulatory | THE RESERVE BANK OF INDIA (RBI) HAD IMPOSED A PENALTY OF INR 20 LAKH (INR 2 MILLION) ON KOTAK MAHINDRA BANK LIMITED IN FEBRUARY 2019 FOR KNOW YOUR CUSTOMER (KYC) DEFICIENCIES FOUND IN OPENING ONE SAVINGS ACCOUNT OPENED IN THE YEAR 2010. | Final | $28K |
| 2018-02-19 | regulatory | THE INSURANCE REGULATORY AND DEVELOPMENT AUTHORITY (IRDA) OF INDIA HAD NOTED THAT EXIDE LIFE INSURANCE COMPANY HAD PAID INFRASTRUCTURE FACILITY CHARGES TO THE ING VYSYA BANK (WHICH MERGED WITH KOTAK MAHINDRA BANK LIMITED ON APRIL, 1 2015) DURING 2013-14 AND IRDA FOUND THAT IT IS IN VIOLATION OF CLAU… | Final | $2K |
| 2017-02-08 | regulatory | THE RESERVE BANK OF INDIA (RBI) ALLEGED THAT KOTAK MAHINDRA BANK LIMITED REPORTED A FOREIGN EXCHANGE TRANSACTION TO RBI ON A NET BASIS INSTEAD OF GROSS BASIS STIPULATED BY RBI. | Final | $155 |
| 2016-04-21 | regulatory | THE RESERVE BANK OF INDIA ALLEGED THAT IN RELATION TO A SECURITIES GENERAL LEDGER ("SGL") TRANSACTION IN BASKET REPO IN 182 DAY TREASURY BILLS CARRIED OUT BY KOTAK MAHINDRA BANK LIMITED'S TREASURY DEPARTMENT, THERE WAS A SHORTAGE OF SECURITIES TO THE TUNE OF RS.91.42 CRORE (ABOUT US$ 15 MILLION.) | Final | $8K |


## Private funds (6)

Mix: Other Private Fund 5 · Private Equity Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| PREMIER INVESTMENT FUND LIMITED | Other Private Fund | Mauritius | 41 | $150.5M | $100K |
| K INDIA OPPORTUNITIES FUND LIMITED PCC - CELL P | Other Private Fund | Mauritius | 10 | $44.1M | $100K |
| K ADVANTAGE OPPORTUNITIES FUND (KOTAK PRE-IPO OPPORTUNITIES FEEDER FUND - CLASS B) | Other Private Fund | Mauritius | 38 | $13.0M | $250K |
| K INDIA OPPORTUNITIES FUND LIMITED PCC - CELL R | Other Private Fund | Mauritius | 9 | $9.5M | $100K |
| KOTAK INDIA ADVANTAGE FUND - I | Private Equity Fund | Mauritius | 5 | $1.7M | $100K |
| K INDIA OPPORTUNITIES FUND LIMITED PCC - CELL ASK IE | Other Private Fund | Mauritius | 6 | $1.6M | $100K |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| ABU DHABI | — | 4 | +97126229042 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/163799/brochure
- Similar advisers: https://search.stillhousedata.com/firm/163799/similar
- Related entities: https://search.stillhousedata.com/firm/163799/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/163799

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.