# LEGION PARTNERS ASSET MANAGEMENT, LLC

LEGION PARTNERS ASSET MANAGEMENT, LLC of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 164136
- Type: SEC-registered investment adviser
- SEC file number: 801-76750
- Location: 12121 WILSHIRE BLVD, SUITE 1240, LOS ANGELES, CA, 90025
- Phone: 424-253-1774
- Latest filing: 2026-01-28
- Regulatory AUM: $200.9M
- Discretionary AUM: $200.9M
- Clients: 4
- Accounts: 5

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| David Alan Katz | CHIEF OPERATING OFFICER | San Francisco, CA |
| Raymond Theodore White | MEMBER; PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER | — |
| Christopher Sean Kiper | MEMBER; PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE | — |
| Bradley Scott Vizi | MEMBER | — |
| BURGESS PATRICIA ANDERSON | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| WHITE JASON THEODORE | CEO, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE; MEMBER; PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE (+1 more) | — |
| KIPER CHRISTOPHER SEAN | MEMBER; PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE; PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE | — |
| VIZI BRADLEY SCOTT | MEMBER; PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE; PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE | — |
| KATZ DAVID ALAN | CHIEF OPERATING OFFICER | — |
| ALTERIO JOHN ROBERT | CHIEF FINANCIAL OFFICER | — |


## Private funds (5)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| LEGION PARTNERS, L.P. I | Hedge Fund | Delaware | 2 | $173.1M | $3.0M |
| LEGION PARTNERS, L.P. II | Hedge Fund | Delaware | 38 | $19.7M | $50K |
| LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XVI | Hedge Fund | Delaware | 23 | $4.6M | $50K |
| LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XIV | Hedge Fund | Delaware | 13 | $2.4M | $50K |
| LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XI | Hedge Fund | Delaware | 25 | $1.1M | $50K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 530 677-5420 |
| — | — | 1 | 530 677-5420 |


## Fund service providers (1)

- administrator: SS&C ALPS — 5 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/164136/brochure
- Similar advisers: https://search.stillhousedata.com/firm/164136/similar
- Related entities: https://search.stillhousedata.com/firm/164136/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/164136

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.