# ALUMINA INVESTMENT MANAGEMENT, LLC

ALUMINA INVESTMENT MANAGEMENT, LLC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 164273
- Type: SEC-registered investment adviser
- SEC file number: 801-76782
- Location: 5950 FAIRVIEW RD, SUITE 315, CHARLOTTE, NC, 28210
- Phone: 980-233-3000
- Latest filing: 2026-03-27
- Regulatory AUM: $5.3B
- Non-discretionary AUM: $5.3B
- Clients: 2
- Accounts: 1

## Business model

- Compensation: Fixed
- Clients served: Pooled vehicles, Other

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [Gregory Alexander Kares](https://search.stillhousedata.com/person/666720) | FOUNDER/CHIEF INVESTMENT OFFICER; FOUNDER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER; FOUNDER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | — |
| [Caren Margaret Sterner](https://search.stillhousedata.com/person/666721) | CHIEF FINANCIAL OFFICER | — |
| [Kevin Patrick Sweeney](https://search.stillhousedata.com/person/725456) | PRINCIPAL/CHIEF COMPLIANCE OFFICER | — |
| [CONWAY WILLIAM ELIAS](https://search.stillhousedata.com/person/762997) | MANAGING MEMBER | — |
| [RUBENSTEIN DAVID MARK](https://search.stillhousedata.com/person/762999) | MANAGING MEMBER | — |
| [SWEENEY MICK PATRICK](https://search.stillhousedata.com/person/766046) | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER; PRINCIPAL/CHIEF COMPLIANCE OFFICER | — |
| [D'ANIELLO DANIEL ANTHONY](https://search.stillhousedata.com/person/775988) | MANAGING MEMBER | — |
| [KARES GREGORY ALEXANDER](https://search.stillhousedata.com/person/830755) | FOUNDER/CHIEF INVESTMENT OFFICER | — |
| [STERNER CAREN MARGARET](https://search.stillhousedata.com/person/830756) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/164273/brochure
- Similar advisers: https://search.stillhousedata.com/firm/164273/similar
- Related entities: https://search.stillhousedata.com/firm/164273/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/164273

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.