# INVESTMENTS & FINANCIAL PLANNING, LLC

INVESTMENTS & FINANCIAL PLANNING, LLC of LEXINGTON, KY is an SEC-registered investment adviser.

## Registration

- CRD: 164333
- Type: SEC-registered investment adviser
- SEC file number: 801-119021
- Location: 1795 ALYSHEBA WAY, SUITE 7104, LEXINGTON, KY, 40509
- Phone: 859-543-8188
- Latest filing: 2026-02-27
- Regulatory AUM: $318.7M
- Discretionary AUM: $318.7M
- Clients: 6
- Accounts: 1,780

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Other

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| David Brian Short | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | — |
| James Eric Mullins | MANAGING PARTNER | — |
| SHORT DAVID BRIAN | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | — |
| MULLINS JAMES ERIC | MANAGING PARTNER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| LEXINGTON | KY | 2 | 859-543-8188 |
| LEXINGTON | KY | 2 | 859-543-8188 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/164333/brochure
- Similar advisers: https://search.stillhousedata.com/firm/164333/similar
- Related entities: https://search.stillhousedata.com/firm/164333/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/164333

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.