# MARSHALL + STERLING WEALTH ADVISORS, INC.

MARSHALL + STERLING WEALTH ADVISORS, INC. of POUGHKEEPSIE, NY is an SEC-registered investment adviser.

## Registration

- CRD: 164345
- Type: SEC-registered investment adviser
- SEC file number: 801-78688
- Location: 278 MILL STREET, SUITE 301, POUGHKEEPSIE, NY, 12601
- Phone: 845-554-1046
- Latest filing: 2026-05-12
- Regulatory AUM: $1.6B
- Discretionary AUM: $418.2M
- Non-discretionary AUM: $1.2B
- Clients: 15
- Accounts: 1,536

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| Craig Matthew Pesce | CHIEF COMPLIANCE OFFICER AND DIRECTOR / PRESIDENT | — |
| Michael Ambrose Ryan | VICE PRESIDENT | — |
| Frank J Smith | TRUSTEE | — |
| Nicole Elizabeth Keppel | TRUSTEE; VICE PRESIDENT | — |
| Krystal M Woods | TRUSTEE | — |
| DEAN BRIAN EDWARD | SECRETARY; TRUSTEE | — |
| SMITH THOMAS J | TRUSTEE | — |
| RYCHCIK TIMOTHY | PRESIDENT AND TREASURER; TRUSTEE | — |
| MORGAN JOHN SCOTT | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| PESCE CRAIG MATTHEW | CHIEF COMPLIANCE OFFICER AND DIRECTOR; CHIEF COMPLIANCE OFFICER AND DIRECTOR / PRESIDENT; DIRECTOR | — |
| SHANKS CATHERINE REECK | TRUSTEE | — |
| MALOY JEANNE MARIE | TRUSTEE | — |
| O'SHEA JOHN PATRICK | TRUSTEE | — |
| RYAN MICHAEL AMBROSE | VICE PRESIDENT | — |
| KEPPEL NICOLE ELIZABETH | TRUSTEE | — |
| WOODS KRYSTAL M | TRUSTEE | — |
| Woods Krystal | TRUSTEE | — |
| Krystal M. Woods | TRUSTEE | — |
| Chintan Hariprakash Shukla | AVP | — |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| KINGSTON | NY | 1 | 845-554-1046 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/164345/brochure
- Similar advisers: https://search.stillhousedata.com/firm/164345/similar
- Related entities: https://search.stillhousedata.com/firm/164345/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/164345

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.