# REGENT INVESTMENT MANAGEMENT LLC

REGENT INVESTMENT MANAGEMENT LLC of LOUISVILLE, KY is an SEC-registered investment adviser.

## Registration

- CRD: 164372
- Type: SEC-registered investment adviser
- SEC file number: 801-76730
- Location: 4350 BROWNSBORO RD, SUITE 120, LOUISVILLE, KY, 40207
- Phone: 502-719-1000
- Latest filing: 2022-10-11
- Regulatory AUM: $478.5M
- Discretionary AUM: $478.5M
- Clients: 4
- Accounts: 401

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| MCCLELLAND MARTIN NELSON | CHIEF EXECUTIVE OFFICER; PRESIDENT; SHAREHOLDER | — |
| NAISER STEVEN TODD | CHIEF COMPLIANCE OFFICER | — |
| JONES MARY DENNIS | PORTFOLIO MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/164372/brochure
- Similar advisers: https://search.stillhousedata.com/firm/164372/similar
- Related entities: https://search.stillhousedata.com/firm/164372/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/164372

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.