# THE PINNACLE FINANCIAL GROUP

THE PINNACLE FINANCIAL GROUP of ROCKVILLE CENTRE, NY is an SEC-registered investment adviser.

## Registration

- CRD: 164395
- Type: SEC-registered investment adviser
- SEC file number: 801-77304
- Location: 9 SOUTH LONG BEACH ROAD, ROCKVILLE CENTRE, NY, 11570
- Phone: 516-763-9700
- Latest filing: 2026-03-30
- Regulatory AUM: $1.4B
- Discretionary AUM: $1.4B
- Clients: 54
- Accounts: 3,729

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Joseph Donald Esposito | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| ESPOSITO JOSEPH DONALD | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/164395/brochure
- Similar advisers: https://search.stillhousedata.com/firm/164395/similar
- Related entities: https://search.stillhousedata.com/firm/164395/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/164395

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.