# STAR MOUNTAIN FUND MANAGEMENT, LLC

STAR MOUNTAIN FUND MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 164728
- Type: SEC-registered investment adviser
- SEC file number: 801-80161
- Location: 140 EAST 45TH STREET, NEW YORK, NY, 10017
- Phone: 212-810-9044
- Latest filing: 2026-03-31
- Regulatory AUM: $4.2B
- Discretionary AUM: $3.7B
- Non-discretionary AUM: $516.8M
- Clients: 121
- Accounts: 34

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| [Christopher John Gimbert](https://search.stillhousedata.com/person/705113) | CHIEF FINANCIAL OFFICER | — |
| [Brett Allan Hickey](https://search.stillhousedata.com/person/705114) | MANAGER / SOLE MEMBER; MANAGING MEMBER; OWNER | — |
| [Stephen Basil Paras](https://search.stillhousedata.com/person/705115) | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | — |
| [John William Polis](https://search.stillhousedata.com/person/705116) | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | — |
| [Austin Shawn Ericson](https://search.stillhousedata.com/person/705117) | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| [LAMPERT LISA JILL](https://search.stillhousedata.com/person/759122) | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| [NADEL EDWARD SHAWN](https://search.stillhousedata.com/person/804678) | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| [GIMBERT CHRISTOPHER JOHN](https://search.stillhousedata.com/person/822584) | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER | — |
| [HICKEY BRETT ALLAN](https://search.stillhousedata.com/person/822585) | MANAGER / SOLE MEMBER; MANAGING MEMBER; OWNER (+1 more) | — |
| [KUTCH RANDALL LANE](https://search.stillhousedata.com/person/822586) | SENIOR MANAGING DIRECTOR | — |
| [BORODOVSKY LEV](https://search.stillhousedata.com/person/825369) | CHIEF COMPLIANCE OFFICER; CHIEF RISK OFFICER; CHIEF RISK OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| [LONG ROBERT WILBURN](https://search.stillhousedata.com/person/834695) | PRESIDENT; VICE CHAIRMAN | — |
| [Bajaj Jaspal Singh](https://search.stillhousedata.com/person/840226) | CHIEF COMPLIANCE OFFICER | — |
| [PARAS STEPHEN BASIL](https://search.stillhousedata.com/person/865977) | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | — |
| [POLIS JOHN WILLIAM](https://search.stillhousedata.com/person/865978) | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | — |
| [Ericson Austin Shawn](https://search.stillhousedata.com/person/873191) | CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL | — |
| [MATTSON GEORGE NATHANIEL](https://search.stillhousedata.com/person/879313) | PRESIDENT | — |


## Private funds (22)

_Showing 15 of 22 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| STAR MOUNTAIN STRATEGIC CREDIT INCOME FUND IV, LP | Private Equity Fund | Delaware | 562 | $1.1B | — |
| STAR MOUNTAIN DIVERSIFIED CREDIT INCOME FUND III, LP | Private Equity Fund | Delaware | 524 | $457.1M | $100K |
| STAR MOUNTAIN SBIC FUND, LP | Private Equity Fund | Delaware | 111 | $331.4M | $100K |
| STAR MOUNTAIN U.S. LOWER MIDDLE-MARKET SECONDARY FUND II, LP | Private Equity Fund | Delaware | 169 | $210.9M | — |
| STAR MOUNTAIN STRATEGIC CREDIT INCOME FUND V, LP | Private Equity Fund | Delaware | 200 | $134.5M | $100K |
| STAR MOUNTAIN - PA SMALL BUSINESS CO-INVESTMENT PLATFORM, LP | Private Equity Fund | Delaware | 2 | $123.7M | — |
| STAR MOUNTAIN DIVERSIFIED SMALL BUSINESS ACCESS FUND II, LP | Private Equity Fund | Delaware | 153 | $99.7M | $250K |
| STAR MOUNTAIN U.S. LOWER MIDDLE-MARKET SECONDARY FUND III, LP | Private Equity Fund | Delaware | 39 | $54.5M | — |
| STAR MOUNTAIN SMB MULTI-MANAGER CREDIT PLATFORM, LP | Private Equity Fund | New York | 3 | $54.2M | — |
| STAR MOUNTAIN STRATEGIC CREDIT INCOME FUND V (OFFSHORE), LP | Private Equity Fund | Delaware | 148 | $47.3M | — |
| STAR MOUNTAIN DIVERSIFIED SMALL BUSINESS ACCESS FUND II-A, LP | Private Equity Fund | Delaware | 99 | $45.7M | $100K |
| STAR MOUNTAIN WHISTLER CO-INVESTMENT PLATFORM, LP | Private Equity Fund | Delaware | 1 | $37.1M | — |
| STAR MOUNTAIN PARTNERS FUND III, LLC | Private Equity Fund | Delaware | 93 | $34.9M | $100K |
| STAR MOUNTAIN SUMMIT I, LLC | Private Equity Fund | Delaware | 2 | $26.2M | — |
| STAR MOUNTAIN - SF CO-INVESTMENT PLATFORM, LP | Private Equity Fund | Delaware | 2 | $25.1M | — |


## Branch offices (20)

_Showing 15 of 20 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| TAMPA | FL | 5 | 210-810-9044 |
| TAMPA | FL | 5 | 210-810-9044 |
| LOS ANGELES | CA | 2 | 212-810-9044 |
| PHILADELPHIA | PA | 2 | (212) 810-9044 |
| PHILADELPHIA | PA | 2 | (212) 810-9044 |
| DALLAS | TX | 2 | 210-810-9044 |
| LOS ANGELES | CA | 2 | 212-810-9044 |
| DALLAS | TX | 2 | 210-810-9044 |
| GREENWICH | CT | 1 | 212-810-9044 |
| CHICAGO | IL | 1 | 210-810-9044 |
| JACKSONVILLE | FL | 1 | 210-810-9044 |
| ATLANTA | GA | 1 | 210-810-9044 |
| CLEVELAND | OH | 1 | 210-810-9044 |
| WEST PALM BEACH | FL | 1 | 212-810-9044 |
| GREENWICH | CT | 1 | 212-810-9044 |


## Fund service providers (3)

- administrator: SS&C TECHNOLOGIES, INC. — 19 funds
- administrator: PEF SERVICES, LLC
- administrator: SS&C TECHNOLOGIES, INC

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/164728/brochure
- Similar advisers: https://search.stillhousedata.com/firm/164728/similar
- Related entities: https://search.stillhousedata.com/firm/164728/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/164728

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.