# DISRUPTIVE TECHNOLOGY ADVISERS LLC

DISRUPTIVE TECHNOLOGY ADVISERS LLC of DALLAS, TX is an SEC-registered investment adviser.

## Registration

- CRD: 164828
- Type: SEC-registered investment adviser
- SEC file number: 801-116928
- Location: 200 CRESCENT COURT, SUITE 1175, DALLAS, TX, 75201
- Phone: (214) 668-1536
- Latest filing: 2026-04-30
- Regulatory AUM: $3.1B
- Discretionary AUM: $3.1B
- Clients: 16
- Accounts: 28

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Investment cos

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| Alexander Jackson Davis | CHIEF EXECUTIVE OFFICER; MANAGER | — |
| Phillip Charles Caputo | CHIEF FINANCIAL OFFICER | — |
| Miles Joshua Edwards | CHIEF COMPLIANCE OFFICER | — |
| BEANEY DANIEL BUCKLEY | MANAGING DIRECTOR AND CCO | — |
| EDWARDS MYLES JOSHUA | CHIEF COMPLIANCE OFFICER | — |
| RICKEL KENNETH DAVID | COO; MANAGING MEMBER | — |
| DAVIS ALEXANDER JACKSON | CEO; CHIEF EXECUTIVE OFFICER; MANAGER (+1 more) | — |
| FRIEDMAN GARY CHARLES | CHIEF FINANCIAL OFFICER | — |
| Mates Christopher I | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| Caputo Phillip Charles | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| FRIEDMAN BRUCE | CHIEF FINANCIAL OFFICER | — |


## Disclosures (10)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-09-05 | regulatory | ON SEPTEMBER 5, 2023, DISRUPTIVE WAS THE SUBJECT OF AN ORDER FROM THE U.S. SECURITIES AND EXCHANGE COMMISSION. FOR PURPOSES OF THE ORDER, DISRUPTIVE WITHOUT ADMITTING OR DENYING THE FINDINGS WAS FOUND TO HAVE VIOLATED SECTION 206(4) OF THE ADVISERS ACT AND SECTION 204(A) OF THE INVESTMENT ADVISERS A… | Final | $225K |
| 2017-12-14 | civil | PLAINTIFFS ALLEGE PALANTIR AND DISRUPTIVE TECHNOLOGY ADVISERS LLC (COLLECTIVELY, THE "DEFENDANTS") TORTIOUSLY INTERFERED WITH A SECONDARY STOCK TRANSACTION IN WHICH PLAINTIFFS HOPED TO SELL PALANTIR SHARES TO A PROSPECTIVE BUYER. PLAINTIFFS ALSO ALLEGE THAT DEFENDANTS CONSPIRED TO DIVERT THE PROSPEC… | Pending | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/164828/brochure
- Similar advisers: https://search.stillhousedata.com/firm/164828/similar
- Related entities: https://search.stillhousedata.com/firm/164828/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/164828

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.