# DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.

DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. of BUFFALO, MN is an SEC-registered investment adviser.

## Registration

- CRD: 165145
- Type: SEC-registered investment adviser
- SEC file number: 801-93169
- Location: 103 MARTY DRIVE, SUITE 101, BUFFALO, MN, 55313
- Phone: 763-682-4014
- Latest filing: 2026-02-25
- Regulatory AUM: $382.9M
- Discretionary AUM: $380.6M
- Non-discretionary AUM: $2.3M
- Clients: 9
- Accounts: 2,304

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Daniel John Dougherty | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER | — |
| Dillon Lee Dougherty | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER | — |
| DOUGHERTY MICHAEL JOHN | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER; CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY; CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY, OWNER (+1 more) | — |
| Dougherty Dillon Lee | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, OWNER | — |
| DOUGHERTY COREEN ELIZABETH | OWNER/DIRECTOR | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| ST. PAUL | MN | 4 | 651-487-1105 |
| ST. PAUL | MN | 4 | 651-487-1105 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/165145/brochure
- Similar advisers: https://search.stillhousedata.com/firm/165145/similar
- Related entities: https://search.stillhousedata.com/firm/165145/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/165145

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.