# M&I FINANCIAL ADVISORS, INC.

M&I FINANCIAL ADVISORS, INC. of MILWAUKEE, WI is an SEC-registered investment adviser.

## Registration

- CRD: 16517
- Type: SEC-registered investment adviser
- SEC file number: 801-74429
- Location: 111 EAST KILBOURN AVENUE SUITE 200, MILWAUKEE, WI, 53202
- Phone: 414-765-7969
- Latest filing: 2012-07-19
- Regulatory AUM: $3.8B
- Discretionary AUM: $2.5B
- Non-discretionary AUM: $1.3B
- Clients: 251
- Accounts: 36,252

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| Thomas B Ellis | DIRECTOR | Louisville, KY |
| Thomas N Ellis | DIRECTOR | Cambridge, MA |
| Thomas R Ellis | DIRECTOR | Milwaukee, WI |
| DUCA JAMES FRANCIS II | PRESIDENT; PRESIDENT, ACTING CHIEF EXECUTIVE OFFICER, DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| GORES KEITH STEVEN | CHIEF EXECUTIVE OFFICER, DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| CRAIN WILLIAM JOSEPH JR | SVP, CHIEF FINANCIAL OFFICER, TREASURER; SVP, CHIEF FINANCIAL OFFICER, TREASURER, CHIEF OPERATING OFFICER; VICE PRESIDENT, CHIEF FINANCIAL OFFICER, ASSISTANT SECRETARY (+1 more) | — |
| CURTIS WILLIAM KELLEY | SR VP, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER,DIRECTOR; SR VP, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER,SECRETARY,DIRECTOR; SR VP, CHIEF OPERATING OFFICER, DIRECTOR (+1 more) | — |
| JOHNSON CHERYL CLARK | CROP,SROP, VICE PRESIDENT; ROSFP, VICE PRESIDENT | — |
| SCHUMACHER PETER FRANCIS | VICE PRESIDENT, SALES DIRECTOR | — |
| O'NEILL THOMAS JAMES | DIRECTOR | — |
| DOWSETT CHERYL ANNE | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL; VICE PRESIDENT, COMPLIANCE MANAGER, MUNICIPAL SECURITIES PRINCIPAL | — |
| BERONJA KURTIS ALLEN | VICE PRESIDENT | — |
| KREI KENNETH CHARLES | DIRECTOR, CHAIRMAN | — |
| KAMINSKI DANIEL LEE | DIRECTOR | — |
| HIMSTREET JEFFREY OTIS | SECRETARY; SECRETARY, DIRECTOR | — |
| SMITH CRAIG ALLEN | DIRECTOR | — |
| OLIVER STEPHEN RAY | VICE PRESIDENT; VICE PRESIDENT, MUNICIPAL SECURITIES PRINCIPAL | — |
| ROBERTS ALBERTA STEPHENS | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| PRESLEY JOHN MARK | DIRECTOR | — |
| URBANSKI THOMAS EDWARD | SVP,  NATIONAL SALES MANAGER; VICE PRESIDENT, NATIONAL SALES MANAGER | — |
| MIROBALLI MICHAEL | PRESIDENT, CEO | — |
| FENTZLAFF RANDALL THOMAS | SVP, INVESTMENT BANKING | — |
| HARLESS ROBERT WYNN | SVP, INVESTMENT BANKING, DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/16517/brochure
- Similar advisers: https://search.stillhousedata.com/firm/16517/similar
- Related entities: https://search.stillhousedata.com/firm/16517/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/16517

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.