# WELLINGTON MANAGEMENT HONG KONG LIMITED

WELLINGTON MANAGEMENT HONG KONG LIMITED of CENTRAL, HONG KONG is an SEC-registered investment adviser.

## Registration

- CRD: 165208
- Type: SEC-registered investment adviser
- SEC file number: 801-77319
- Location: 17 F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
- Phone: 852-2846-6000
- Latest filing: 2026-07-09
- Regulatory AUM: $14.2B
- Discretionary AUM: $12.0B
- Non-discretionary AUM: $2.2B
- Clients: 105
- Accounts: 49

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (42)

_Showing 25 of 42 people._

| Name | Role | Location |
| --- | --- | --- |
| [Erin Kimberly Murphy](https://search.stillhousedata.com/person/666319) | DIRECTOR | — |
| [Cedric Roger Pouillart](https://search.stillhousedata.com/person/676256) | DIRECTOR | — |
| [Aisling Mary Freiheit](https://search.stillhousedata.com/person/676257) | DIRECTOR | — |
| [John Edward Bruno](https://search.stillhousedata.com/person/676258) | DIRECTOR | — |
| [Linda Soo](https://search.stillhousedata.com/person/676259) | CHIEF COMPLIANCE OFFICER | — |
| [Ming Kei Hui](https://search.stillhousedata.com/person/676260) | DIRECTOR | — |
| [Si Ping May Yu](https://search.stillhousedata.com/person/676261) | DIRECTOR | — |
| [Hoi Yee Karen Tang](https://search.stillhousedata.com/person/712077) | DIRECTOR | — |
| [Susanne Ballauff](https://search.stillhousedata.com/person/713648) | DIRECTOR | — |
| [JORDY MARK DOUGLAS](https://search.stillhousedata.com/person/739626) | DIRECTOR | — |
| [CLARKE CYNTHIA MARY](https://search.stillhousedata.com/person/740372) | DIRECTOR | — |
| [STEINBORN EDWARD JOSEPH](https://search.stillhousedata.com/person/744710) | DIRECTOR | — |
| [BOUDENS MICHAEL JOHN](https://search.stillhousedata.com/person/779176) | DIRECTOR | — |
| [CLARK WILLIAM ROBERT HYWEL](https://search.stillhousedata.com/person/788360) | DIRECTOR | — |
| [ARGYLE CHARLES SEAN](https://search.stillhousedata.com/person/800701) | DIRECTOR | — |
| [BURGESS JEFFREY MICHAEL](https://search.stillhousedata.com/person/819053) | DIRECTOR | — |
| [KLAR STEPHEN](https://search.stillhousedata.com/person/821849) | DIRECTOR | — |
| [HELFER RAY EUGENE](https://search.stillhousedata.com/person/821929) | DIRECTOR | — |
| [DUCKWORTH CHERYL MCDANIEL](https://search.stillhousedata.com/person/821930) | DIRECTOR | — |
| [EMMINS CHRISTOPHER WILLIAM](https://search.stillhousedata.com/person/821931) | DIRECTOR | — |
| [FREIHEIT AISLING MARY](https://search.stillhousedata.com/person/821932) | DIRECTOR | — |
| [SHERMAN SARA LOU](https://search.stillhousedata.com/person/821933) | DIRECTOR | — |
| [SPROWS DAVID GEORGE](https://search.stillhousedata.com/person/821934) | DIRECTOR | — |
| [AU KAR ON KAREN](https://search.stillhousedata.com/person/821935) | CHIEF COMPLIANCE OFFICER; DIRECTOR | — |
| [LOPEZ SCOTT MATTHEW](https://search.stillhousedata.com/person/826827) | DIRECTOR | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-08-12 | regulatory | THE GERMAN FEDERAL FINANCIAL SUPERVISORY AUTHORITY ("BAFIN") SANCTIONED WELLINGTON MANAGEMENT IN RELATION TO THREE INDIVIDUAL ADMINISTRATIVE BREACHES OF LARGE SHAREHOLDER DISCLOSURE REQUIREMENTS. THE BREACHES RELATE TO EVENTS WHICH OCCURRED IN 2016, 2018 AND 2019 RESPECTIVELY. | Final | $183K |
| 2018-06-19 | regulatory | THE FDF ALLEGED THAT WELLINGTON HAD NOT PROVIDED AN ADDITIONAL TABLE THAT PROVIDES A BREAKDOWN OF SHARES AMONG OUR CLIENT ACCOUNTS WITH SIX LARGE SHAREHOLDER DISCLOSURE FILINGS MADE IN 2016 AND 2017 IN ACCORDANCE WITH ART. 151 IN RELATION WITH ART. 120 OF THE FEDERAL ACT ON FINANCIAL MARKET INFRASTR… | Final | $36K |
| 2016-09-20 | regulatory | THE FDF ALLEGED THAT WELLINGTON HAD NOT FILED, WITHIN THE SPECIFIED TIME PERIOD, REPORTS THAT ITS COLLECTIVE OWNERSHIP OF A SWISS SECURITY CROSSED AN OWNERSHIP THRESHOLD. | Final | $7K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/165208/brochure
- Similar advisers: https://search.stillhousedata.com/firm/165208/similar
- Related entities: https://search.stillhousedata.com/firm/165208/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/165208

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.