# BETA WEALTH GROUP, INC

BETA WEALTH GROUP, INC of SAN DIEGO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 165224
- Type: SEC-registered investment adviser
- SEC file number: 801-77060
- Location: 11421 W. BERNARDO COURT, SAN DIEGO, CA, 92127
- Phone: 858-207-3377
- Latest filing: 2026-06-04
- Regulatory AUM: $460.3M
- Discretionary AUM: $460.3M
- Clients: 3
- Accounts: 383

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Jodi Trabbic Vleck | PRESIDENT | — |
| Michael Edward Vleck | OWNER | — |
| Romy Michele Brown | CHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER/MANAGING PARTNER | — |
| BROWN ROMY MICHELE | CHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER; CHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER/MANAGING PARTNER | — |
| VLECK JODI TRABBIC | PRESIDENT; PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| VLECK MICHAEL EDWARD | OWNER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-08-20 | regulatory | FIRM VIOLATED SECTION 206(4) OF THE ADVISERS ACT AND RULES 206(4)-1(C) AND 206(4)-1(A) THEREUNDER | Final | $80K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/165224/brochure
- Similar advisers: https://search.stillhousedata.com/firm/165224/similar
- Related entities: https://search.stillhousedata.com/firm/165224/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/165224

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.