# ASIA RESEARCH & CAPITAL MANAGEMENT LIMITED

ASIA RESEARCH & CAPITAL MANAGEMENT LIMITED of HONG KONG is an SEC exempt reporting adviser.

## Registration

- CRD: 165312
- Type: SEC exempt reporting adviser
- SEC file number: 802-77203
- Location: UNIT 908, ONE IFC, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG
- Phone: 852-3710 2000
- Latest filing: 2026-03-26

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| [Yusuf Razaul Haque](https://search.stillhousedata.com/person/81974) | CHIEF OPERATING OFFICER, DIRECTOR | Hong Kong, K3 |
| [Alp Ercil](https://search.stillhousedata.com/person/82001) | EXECUTIVE OFFICER/DIRECTOR; OWNER | Hong Kong, K3 |
| [Paul I-Cheng Shih](https://search.stillhousedata.com/person/698698) | DIRECTOR | — |
| [Shirley Sze Man Chan](https://search.stillhousedata.com/person/698699) | HEAD OF COMPLIANCE | — |
| [ERCIL ALP](https://search.stillhousedata.com/person/740096) | EXECUTIVE OFFICER/DIRECTOR; OWNER | — |
| [SHIH PAUL I-CHENG](https://search.stillhousedata.com/person/790801) | DIRECTOR | — |
| [LEE KAHYEONG NMN](https://search.stillhousedata.com/person/793537) | DIRECTOR | — |
| [LEE JUNGMIN](https://search.stillhousedata.com/person/803406) | DIRECTOR | — |
| [HAQUE YUSUF RAZAUL](https://search.stillhousedata.com/person/803407) | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, DIRECTOR | — |
| [CHAN ANNA SIU MAN](https://search.stillhousedata.com/person/813408) | HEAD OF COMPLIANCE | — |
| [ERCIL ALP NMN](https://search.stillhousedata.com/person/891097) | EXECUTIVE OFFICER/DIRECTOR; OWNER | — |
| [WONG BILLY YIM-CHI](https://search.stillhousedata.com/person/891098) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER /  COMPLIANCE MANAGER | — |


## Disclosures (9)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-10-12 | regulatory | FAILURES BY ASIA RESEARCH & CAPITAL MANAGEMENT LIMITED ("ARCM") TO COMPLY WITH THE EUROPEAN UNION'S SHORT SELLING REPORTING REQUIREMENTS AND TO PROMPTLY NOTIFY THE HONG KONG SECURITIES AND FUTURES COMMISSION ("SFC"). | Final | $223K |
| 2020-10-14 | regulatory | - FAILURE TO MAKE CERTAIN NOTIFICATIONS OF ITS NET SHORT POSITION TO THE FINANCIAL CONDUCT AUTHORITY IN ACCORDANCE WITH THE METHOD REQUIRED UNDER ARTICLE 9 OF THE SSR, IN BREACH OF ARTICLE 5 OF THE SSR; - FAILURE TO MAKE CERTAIN DISCLOSURES OF ITS NET SHORT POSITION TO THE PUBLIC IN ACCORDANCE WITH… | Final | $1.1M |
| 2019-06-06 | civil | TORTIOUS CONDUCT BY THE CREDITORS AND CUSTOMER OF PERFORADORA ORO NEGRO, S. DE RL DE C.V. | Final | — |


## Private funds (2)

Mix: Hedge Fund 1 · Other Private Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ARCM MASTER FUND IV LTD. | Hedge Fund | Cayman Islands | 134 | $2.9B | $10.0M |
| ARCM 1740 INVESTMENTS LTD. | Other Private Fund | Cayman Islands | 1 | — | — |


## Fund service providers (2)

- administrator: MORGAN STANLEY FUND SERVICES (CAYMAN) LTD
- administrator: SS&C FUND SERVICES (ASIA) LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/165312/brochure
- Similar advisers: https://search.stillhousedata.com/firm/165312/similar
- Related entities: https://search.stillhousedata.com/firm/165312/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/165312

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.