# PWA FINANCIAL

PWA FINANCIAL of NEWTOWN, PA is an SEC-registered investment adviser.

## Registration

- CRD: 165369
- Type: SEC-registered investment adviser
- SEC file number: 801-119127
- Location: 503 E WASHINGTON AVE., SUITE 1B, NEWTOWN, PA, 18940
- Phone: (215) 710-0737
- Latest filing: 2025-01-28
- Regulatory AUM: $267.9M
- Discretionary AUM: $267.9M
- Clients: 4
- Accounts: 1,012

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Michael David Carlucci | PRINCIPAL/CHIEF COMPLIANCE OFFICER | — |
| Kenneth Charles Coniglio | PRINCIPAL/TREASURER/SECRETARY | — |
| James Michael Carlucci | OWNER | — |
| Virginia Mary Coniglio | OWNER | — |
| CARLUCCI MICHAEL DAVID | PRINCIPAL/CHIEF COMPLIANCE OFFICER; TREASURER/SECRETARY/CHIEF COMPLIANCE OFFICER | — |
| CONIGLIO KENNETH CHARLES | MANAGING MEMBER; PRINCIPAL/TREASURER/SECRETARY | — |
| CARLUCCI JAMES M | OWNER | — |
| CONIGLIO VIRGINIA MARY | OWNER | — |
| CARLUCCI JAMES MICHAEL | OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/165369/brochure
- Similar advisers: https://search.stillhousedata.com/firm/165369/similar
- Related entities: https://search.stillhousedata.com/firm/165369/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/165369

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.