# FOCUS WEALTH ADVISORS, LLC

FOCUS WEALTH ADVISORS, LLC of HOUSTON, TX is an SEC-registered investment adviser.

## Registration

- CRD: 165425
- Type: SEC-registered investment adviser
- SEC file number: 801-77462
- Location: 2200 POST OAK BOULEVARD, SUITE 1000, HOUSTON, TX, 77056
- Phone: (713) 800-7170
- Latest filing: 2026-03-23
- Regulatory AUM: $247.6M
- Discretionary AUM: $243.6M
- Non-discretionary AUM: $4.0M
- Clients: 1
- Accounts: 384

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Mark Andrew Frugoni | MANAGING MEMBER & CCO | — |
| Annelyse D Frugoni | CFO | — |
| RYPKEMA BRIAN JAMES | MANAGER / CHIEF COMPLIANCE OFFICER | — |
| FRUGONI MARK ANDREW | MANAGING MEMBER & CCO; PRINCIPAL; PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |
| HUBERT CHARLES PAUL | PRINCIPAL | — |
| DIAL ROBYN R | CHIEF COMPLIANCE OFFICER / DIRECTOR OF CLIENT SERVICES | — |
| Frugoni Annelyse D | CFO; CONTROLLER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/165425/brochure
- Similar advisers: https://search.stillhousedata.com/firm/165425/similar
- Related entities: https://search.stillhousedata.com/firm/165425/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/165425

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.