# SOUND HARBOR PARTNERS LLC

SOUND HARBOR PARTNERS LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 165790
- Type: SEC-registered investment adviser
- SEC file number: 801-77357
- Location: 12 EAST 49TH STREET, 36TH FLOOR, NEW YORK, NY, 10017
- Phone: 212-231-4200
- Latest filing: 2016-03-29
- Regulatory AUM: $1.1B
- Discretionary AUM: $1.1B
- Non-discretionary AUM: $9.1M
- Clients: 17
- Accounts: 13

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [CRIARES DEAN THEODOR](https://search.stillhousedata.com/person/736886) | MEMBER - BOARD OF DIRECTORS | — |
| [LAPEYRE PIERRE FERNAND](https://search.stillhousedata.com/person/764944) | LIMITED PARTNER; MEMBER AND MANAGING MEMBER | — |
| [LEUSCHEN DAVID MATTHEW](https://search.stillhousedata.com/person/764945) | LIMITED PARTNER; MEMBER AND MANAGING MEMBER | — |
| [ZUPON MICHAEL JOSEPH](https://search.stillhousedata.com/person/821863) | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER; MEMBER-BOARD OF DIRECTORS; MANAGING DIRECTOR; MEMBER & MANAGER | — |
| [CORBETT JOHN THOMAS](https://search.stillhousedata.com/person/821864) | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | — |
| [CERMINARO MICHAEL JOSEPH](https://search.stillhousedata.com/person/821865) | MEMBER-BOARD OF DIRECTORS; MANAGING DIRECTOR; MEMBER & MANAGER | — |
| [LISCIO MARK FRANK](https://search.stillhousedata.com/person/821866) | MEMBER-BOARD OF DIRECTORS | — |
| [CHAN-LEE POLAI](https://search.stillhousedata.com/person/833778) | CHIEF COMPLIANCE OFFICER | — |


## Private funds (11)

Mix: Securitized Asset Fund 9 · Private Equity Fund 2

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SOUND HARBOR LOAN FUND 2014-1 LTD. | Securitized Asset Fund | — | 0 | $449.5M | $200K |
| LANDMARK VIII CDO LTD. | Securitized Asset Fund | — | 0 | $291.4M | $250K |
| LANDMARK IX CDO LTD. | Securitized Asset Fund | — | 0 | $218.9M | $250K |
| SOUND HARBOR CAPITAL SOLUTIONS FUND II L.P. | Private Equity Fund | — | 57 | $49.9M | $100K |
| SHP CAPITAL SOLUTIONS FUND L.P. | Private Equity Fund | — | 64 | $49.6M | $13K |
| LANDMARK VII CDO LTD. | Securitized Asset Fund | — | 0 | $9.9M | $100K |
| LANDMARK VI CDO LTD. | Securitized Asset Fund | — | 0 | $6.1M | $250K |
| LANDMARK V CDO LTD. | Securitized Asset Fund | — | 0 | $6.1M | $100K |
| GREYROCK CDO LTD. | Securitized Asset Fund | — | 0 | $2.3M | $100K |
| LANDMARK IV CDO LTD. | Securitized Asset Fund | — | 0 | $1.2M | $100K |
| LANDMARK III CDO LTD. | Securitized Asset Fund | — | 0 | $804K | $100K |


## Fund service providers (4)

- administrator: U.S. BANK GLOBAL CORPORATE TRUST SERVICES — 9 funds
- administrator: DEUTSCHE BANK TRUST COMPANY AMERICAS — 4 funds
- administrator: THE BANK OF NEW YORK MELLON TRUST COMPANY NATIONAL ASSOCIATION — 4 funds
- administrator: SS&C TECHNOLOGIES, INC. — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/165790/brochure
- Similar advisers: https://search.stillhousedata.com/firm/165790/similar
- Related entities: https://search.stillhousedata.com/firm/165790/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/165790

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.