# MACKENZIE INVESTMENTS

MACKENZIE INVESTMENTS of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 165899
- Type: SEC-registered investment adviser
- SEC file number: 801-77541
- Location: TWO INTERNATIONAL PLACE, BOSTON, MA, 02110
- Phone: 617-439-9500
- Latest filing: 2026-03-30
- Regulatory AUM: $18.1B
- Discretionary AUM: $18.1B
- Clients: 16
- Accounts: 63

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (45)

_Showing 25 of 45 people._

| Name | Role | Location |
| --- | --- | --- |
| Arup Kumar Datta | SENIOR VICE-PRESIDENT, INVESTMENT MANAGEMENT AND GENERAL MANAGER | Newton, MA |
| Gregory James Fleming | TRUSTEE | Redwood City, CA |
| Paul Guy Desmarais | TRUSTEE | — |
| Gary Albert Doer | TRUSTEE | — |
| Andre Roger Desmarais | TRUSTEE | — |
| Joseph Luke Gregoire Gould | DIRECTOR, PRESIDENT AND CEO | — |
| Rhonda Suzanne Goldberg | DIRECTOR | — |
| Sophie Desmarais | TRUSTEE | — |
| Gillian Eloise Seidler | CHIEF COMPLIANCE OFFICER | — |
| Cynthia Ann Reiter Currie | DIRECTOR | — |
| Steven Gregory Locke | DIRECTOR AND SENIOR VICE-PRESIDENT, CHIEF INVESTMENT OFFICER | — |
| Keith David Bernard Potter | DIRECTOR, EXECUTIVE VICE-PRESIDENT AND CFO | — |
| Nicholas Lars Westlind | DIRECTOR | — |
| FLEMING GREGORY JAMES | TRUSTEE | — |
| MOORE EDWARD BLAKE | DIRECTOR & EXECUTIVE VICE-PRESIDENT, DISTRIBUTION | — |
| ELAVIA TONY H | DIRECTOR, EXECUTIVE VICE-PRESIDENT & CHIEF INVESTMENT OFFICER | — |
| MERCHAND EDWARD | CHIEF FINANCIAL OFFICER & TREASURER | — |
| DESMARAIS PAUL GUY | SHAREHOLDER; TRUSTEE | — |
| SIMS CHARLES ROBERT | DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER | — |
| CARNEY JEFFREY ROBERT | DIRECTOR; DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER | — |
| MCINERNEY BARRY SEAN | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER; DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| BOYLE CHRISTOPHER WILSON JAY | DIRECTOR | — |
| SEN SUBHAS | DIRECTOR | — |
| MOORE BRENT HAROLD | SENIOR VICE-PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| VICKERS DIANA LYNN | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-04-04 | regulatory | THE ONTARIO SECURITIES COMMISSION ALLEGED THAT MACKENZIE FINANCIAL CORPORATION FAILED TO (I) COMPLY WITH NATIONAL INSTRUMENT 81-105 MUTUAL FUND SALES PRACTICES ("NI 81-105") BY NOT MEETING THE MINIMUM STANDARDS OF CONDUCT EXPECTED OF INDUSTRY PARTICIPANTS IN RELATION TO CERTAIN SALES PRACTICES BETWE… | Final | $900K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/165899/brochure
- Similar advisers: https://search.stillhousedata.com/firm/165899/similar
- Related entities: https://search.stillhousedata.com/firm/165899/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/165899

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.