# OAKUM BAY CAPITAL, LLC

OAKUM BAY CAPITAL, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 166025
- Type: SEC-registered investment adviser
- SEC file number: 801-135194
- Location: 400 MADISON AVENUE, SUITE 9D, NEW YORK, NY, 10017
- Phone: 475-477-3301
- Latest filing: 2026-03-20
- Regulatory AUM: $374.0M
- Discretionary AUM: $374.0M
- Clients: 1
- Accounts: 1

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| [Michael Howard Trica](https://search.stillhousedata.com/person/669082) | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER; DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| [HUGHES JUSTIN JAMES](https://search.stillhousedata.com/person/730145) | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | — |
| [OBERTING KERNAN V](https://search.stillhousedata.com/person/764951) | DIRECTOR; MANAGING MEMBER | — |
| [TRICA MICHAEL HOWARD](https://search.stillhousedata.com/person/786083) | DIRECTOR; DIRECTOR/CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | — |
| [PARISH BROOKE STUART](https://search.stillhousedata.com/person/797453) | MANAGING MEMBER; MANAGING MEMBER, PRESIDENT, & CEO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/166025/brochure
- Similar advisers: https://search.stillhousedata.com/firm/166025/similar
- Related entities: https://search.stillhousedata.com/firm/166025/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/166025

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.