# PATHWAY FINANCIAL ADVISERS, LLC

PATHWAY FINANCIAL ADVISERS, LLC of AUBURN, IN is an SEC-registered investment adviser.

## Registration

- CRD: 166237
- Type: SEC-registered investment adviser
- SEC file number: 801-80650
- Location: 4571 COUNTY ROAD 35, AUBURN, IN, 46706
- Phone: 260-925-2887
- Latest filing: 2026-03-11
- Regulatory AUM: $524.2M
- Discretionary AUM: $524.2M
- Clients: 8
- Accounts: 1,832

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Steven Eric Post | MANAGING MEMBER, CHIEF INVESTMENT OFFICER AND INVESTMENT ADVISER | — |
| Joel Matthew Grimm | MEMBER AND INVESTMENT ADVISER | — |
| David Reynolds Tracey | MEMBER AND INVESTMENT ADVISER | — |
| Erin Lee Mutton | MEMBER, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISER | — |
| POST STEVEN E | MANAGING MEMBER; MANAGING MEMBER - CCO | — |
| GRIMM JOEL | OWNER | — |
| GRIMM ROBERT MATTHEW | MEMBER AND INVESTMENT ADVISER; OWNER | — |
| Tracey David Reynolds | CHIEF COMPLIANCE OFFICER; MEMBER; MEMBER, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISER | — |
| POST STEVEN ERIC | CHIEF INFORMATION OFFICER; MANAGING MEMBER; MANAGING MEMBER, CHIEF INVESTMENT OFFICER AND INVESTMENT ADVISER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/166237/brochure
- Similar advisers: https://search.stillhousedata.com/firm/166237/similar
- Related entities: https://search.stillhousedata.com/firm/166237/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/166237

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.