# PINGORA ASSET MANAGEMENT, LLC

PINGORA ASSET MANAGEMENT, LLC of DENVER, CO is an SEC-registered investment adviser.

## Registration

- CRD: 166257
- Type: SEC-registered investment adviser
- SEC file number: 801-77407
- Location: 1819 WAZEE STREET, SECOND FLOOR, DENVER, CO, 80202-1782
- Phone: (720) 475-1292
- Latest filing: 2022-04-29
- Regulatory AUM: $490.0M
- Discretionary AUM: $490.0M
- Clients: 25
- Accounts: 11

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| [THOMAS MARK ALAN](https://search.stillhousedata.com/person/745802) | CHIEF OPERATING OFFICER | — |
| [BECKER DAVID](https://search.stillhousedata.com/person/777577) | MANAGER OF STERLING CAPITAL PARTNERS IV, LLC; MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION | — |
| [TASLITZ STEVEN MICHAEL](https://search.stillhousedata.com/person/818283) | BOARD MEMBER; MANAGER OF STERLING CAPITAL PARTNERS IV, LLC; MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION | — |
| [HOEHNSARIC RUDOLF CHRISTOPHER](https://search.stillhousedata.com/person/818284) | MANAGER OF STERLING CAPITAL PARTNERS IV, LLC; MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION | — |
| [EPSTEIN MAURY AVRAM](https://search.stillhousedata.com/person/818285) | CHIEF COMPLIANCE OFFICER | — |
| [BECKER DOUGLAS LEE](https://search.stillhousedata.com/person/818287) | MANAGER OF STERLING CAPITAL PARTNERS IV, LLC; MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION | — |
| [ELFMAN MERRICK M MI ONLY](https://search.stillhousedata.com/person/818288) | MANAGER OF STERLING CAPITAL PARTNERS IV, LLC; MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION | — |
| [LAU MICHAEL PAGE](https://search.stillhousedata.com/person/822186) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND BOARD MEMBER; CHIEF EXECUTIVE OFFICER AND MANAGER | — |
| [ERTEL DAVID](https://search.stillhousedata.com/person/823872) | SHAREHOLDER | — |
| [HECTOR NANCY](https://search.stillhousedata.com/person/823877) | SHAREHOLDER | — |
| [HANKINS MATTHEW WILLIAM](https://search.stillhousedata.com/person/827836) | BOARD MEMBER | — |
| [GOLDMAN BRUCE L](https://search.stillhousedata.com/person/827837) | BOARD MEMBER | — |
| [WALLACE TODD RICHARD](https://search.stillhousedata.com/person/827838) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND BOARD MEMBER | — |
| [BENDALIN RONALD M MI ONLY](https://search.stillhousedata.com/person/833172) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |


## Private funds (6)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| PINGORA MSR JV I-B, LP | Other Private Fund | — | 2 | $319.6M | $50.0M |
| PINGORA MSR JV I-A, LP | Other Private Fund | — | 2 | $141.6M | $50.0M |
| PINGORA MSR OPPORTUNITY FUND I-B, L.P. | Other Private Fund | — | 45 | $6.4M | $100K |
| PINGORA MSR OPPORTUNITY FUND I-B (AI), L.P. | Other Private Fund | — | 14 | $1.0M | $25K |
| PINGORA MSR OPPORTUNITY FUND I-A, L.P. | Other Private Fund | — | 45 | $332K | $100K |
| PINGORA MSR OPPORTUNITY FUND I-A (AI), L.P. | Other Private Fund | — | 14 | $63K | $25K |


## Fund service providers (1)

- administrator: SS&C TECHNOLOGIES, INC. — 6 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/166257/brochure
- Similar advisers: https://search.stillhousedata.com/firm/166257/similar
- Related entities: https://search.stillhousedata.com/firm/166257/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/166257

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.