# ASHTON THOMAS SECURITIES, LLC

ASHTON THOMAS SECURITIES, LLC of ROCHESTER, NY is an SEC-registered investment adviser.

## Registration

- CRD: 16629
- Type: SEC-registered investment adviser
- SEC file number: 801-69225
- Location: 100 MERIDIAN CENTRE BLVD, SUITE 250, ROCHESTER, NY, 14618
- Phone: 800-323-3746
- Latest filing: 2026-06-03
- Regulatory AUM: $1.9B
- Discretionary AUM: $1.8B
- Non-discretionary AUM: $58.5M
- Clients: 46
- Accounts: 2,282

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [Joseph Anthony Lanzisera](https://search.stillhousedata.com/person/667829) | PRESIDENT; PRESIDENT AND CHIEF FINANCIAL OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER, FINANCIAL & OPERATIONS PRINCIPAL | — |
| [Terrence Patrick Britt](https://search.stillhousedata.com/person/667830) | VICE PRESIDENT / CHIEF OPERATING OFFICER; VICE PRESIDENT / COO | — |
| [Kimberly Johnson](https://search.stillhousedata.com/person/667831) | CHIEF COMPLIANCE OFFICER | Rochester, NY |
| [LANZISERA JOSEPH ANTHONY](https://search.stillhousedata.com/person/764379) | PRESIDENT, CHIEF COMPLIANCE OFFICER, FINANCIAL & OPERATIONS PRINCIPAL | — |
| [WIHLEN TAMI ANN](https://search.stillhousedata.com/person/764380) | VICE PRESIDENT | — |
| [BRITT TERRENCE PATRICK](https://search.stillhousedata.com/person/764381) | VICE PRESIDENT / COO | — |
| [Zbynek Kozelsky](https://search.stillhousedata.com/person/991242) | CHIEF OPERATING OFFICER | — |
| [Kevin Kading](https://search.stillhousedata.com/person/991243) | CHIEF FINANCIAL OFFICER | — |


## Branch offices (5)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| NEW YORK | NY | 3 | 2124718508 |
| BOSTON | MA | 2 | 617.226.9988 |
| ENDICOTT | NY | 1 | 585-424-1234 |
| ROCHESTER | NY | 1 | 585-424-1234 |
| ASPEN | CO | 1 | 970.300.6228 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/16629/brochure
- Similar advisers: https://search.stillhousedata.com/firm/16629/similar
- Related entities: https://search.stillhousedata.com/firm/16629/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/16629

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.