# RESOURCE CAPITAL INVESTMENT CORPORATION

RESOURCE CAPITAL INVESTMENT CORPORATION of CARLSBAD, CA is an SEC-registered investment adviser.

## Registration

- CRD: 166722
- Type: SEC-registered investment adviser
- SEC file number: 801-78106
- Location: 1910 PALOMAR POINT WAY, SUITE 200, CARLSBAD, CA, 92008
- Phone: 760-444-5254
- Latest filing: 2026-03-30
- Regulatory AUM: $3.7B
- Discretionary AUM: $2.9B
- Non-discretionary AUM: $769.2M
- Clients: 4
- Accounts: 35

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Howard Jeffrey | DIRECTOR | San Antonio, TX |
| Thomas Wayne Ulrich | PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER AND DIRECTOR | — |
| Robert Virgil Villaflor | DIRECTOR | — |
| Varinder Kaur Bhathal | TREASURER AND DIRECTOR | — |
| ULRICH THOMAS WAYNE | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER AND IN-HOUSE COUNSEL; PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER AND DIRECTOR (+2 more) | — |
| RULE ARTHUR RICHARDS | PRESIDENT AND DIRECTOR | — |
| CARTER GRETCHEN MARIE | CHIEF FINANCIAL OFFICER; TREASURER | — |
| VILLAFLOR ROBERT VIRGIL | DIRECTOR | — |
| CIAMPAGLIA JOHN ANTHONY | DIRECTOR | — |
| GROSSKOPF PETER FRITZ | DIRECTOR | — |
| ROSTOWSKY STEVEN PAUL | DIRECTOR | — |
| Hibbert Kevin | DIRECTOR | — |
| BHATHAL VARINDER KAUR | TREASURER; TREASURER AND DIRECTOR | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | civil | AN ADVISORY AFFILIATE IN CANADA, SPROTT ASSET MANAGEMENT LP ACQUIRED THE FLATIRON GROUP OF COMPANIES ("FLATIRON") ON OR ABOUT AUGUST 1, 2012. IN THE MONTHS FOLLOWING THE ACQUISITION, ONE OF THE FLATIRON HEDGE FUNDS, FLATIRON MARKET NEUTRAL LP ("FMNLP"), SUFFERED SIGNIFICANT DROP IN ITS VALUE. THE DE… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/166722/brochure
- Similar advisers: https://search.stillhousedata.com/firm/166722/similar
- Related entities: https://search.stillhousedata.com/firm/166722/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/166722

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.