# SEROS FINANCIAL, LLC

SEROS FINANCIAL, LLC of GILBERT, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 166808
- Type: SEC-registered investment adviser
- SEC file number: 801-120609
- Location: 155 E RIVULON BLVD, SUITE 304, GILBERT, AZ, 85297
- Phone: 480-967-1155
- Latest filing: 2026-06-05
- Regulatory AUM: $359.2M
- Discretionary AUM: $359.2M
- Clients: 10
- Accounts: 1,049

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance, Subscription
- Clients served: Individuals, High net worth, Charities, Investment cos

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Jeremy Windell Smith | MANAGER; MANAGING MEMBER; MEMBER (+1 more) | — |
| Sherod Norton Bigelow | CHIEF COMPLIANCE OFFICER | — |
| Shawna M Smith | MEMBER; TRUSTEE | — |
| SMITH JEREMY WINDELL | MANAGING MEMBER | — |
| BIGELOW SHEROD NORTON | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/166808/brochure
- Similar advisers: https://search.stillhousedata.com/firm/166808/similar
- Related entities: https://search.stillhousedata.com/firm/166808/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/166808

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.