# PHILLIPS AND COMPANY ADVISORS LLC

PHILLIPS AND COMPANY ADVISORS LLC of PORTLAND, OR is an SEC-registered investment adviser.

## Registration

- CRD: 167214
- Type: SEC-registered investment adviser
- SEC file number: 801-63879
- Location: 521 SW 11TH AVENUE, SUITE 200, PORTLAND, OR, 97205
- Phone: 503-224-0858
- Latest filing: 2026-03-26
- Regulatory AUM: $2.7B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $1.5B
- Clients: 19
- Accounts: 2,675

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| James Todd Smith | CFO, CCO | Hollywood, CA |
| SMITH TODD | CFO, CCO; FIN-OP, CFO, CCO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL; FIN-OP, CFO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL | IOWA CITY, IA |
| Timothy Charles Phillips | CEO | — |
| PHILLIPS TIMOTHY CHARLES | CEO | — |
| HARPER JOSEPH THORNTON | CHIEF COMPLIANCE OFFICER | — |
| RASMUSSEN KATHLEEN HATLELI | CCO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/167214/brochure
- Similar advisers: https://search.stillhousedata.com/firm/167214/similar
- Related entities: https://search.stillhousedata.com/firm/167214/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/167214

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.