# MEDLEY CAPITAL LLC

MEDLEY CAPITAL LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 167354
- Type: SEC-registered investment adviser
- SEC file number: 801-77920
- Location: 100 PARK AVENUE, 16TH FLOOR, NEW YORK, NY, 10017
- Phone: 212-759-0777
- Latest filing: 2022-01-04
- Regulatory AUM: $1.8B
- Discretionary AUM: $763.2M
- Non-discretionary AUM: $1.1B
- Clients: 42
- Accounts: 23

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [FENTRESS ANDREW DODD](https://search.stillhousedata.com/person/795766) | MANAGER; MANAGER OF MOF II MANAGEMENT LLC (RELYING ADVISER); MEMBER | — |
| [TAUBE SETH BULGER](https://search.stillhousedata.com/person/795767) | MANAGER; MANAGER OF MCOF MANAGEMENT LLC (RELYING ADVISER); MANAGER OF MEDLEY (ASPECT) MANAGEMENT LLC (RELYING ADVISER) (+7 more) | — |
| [SCHWARTZ BERNARD LEON](https://search.stillhousedata.com/person/795768) | MEMBER | — |
| [ALLORTO RICHARD THOMAS](https://search.stillhousedata.com/person/795769) | CCO; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER OF MEDLEY CAPITAL LLC (+2 more) | — |
| [CROWE JOHN CHRISTOPHER](https://search.stillhousedata.com/person/804922) | PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| [FREDERICKS JOHN DONNAN](https://search.stillhousedata.com/person/820003) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER MEDLEY CAPITAL LLC; CHIEF COMPLIANCE OFFICER MEDLEY CAPITAL LLC AND RELYING ADVISERS | — |
| [TONKEL JEFFREY BENNETT](https://search.stillhousedata.com/person/820004) | MANAGER; MANAGER   MEDLEY SMA ADVISORS LLC (RELYING ADVISER); MANAGER   MEDLEY SMA ADVISORS LLC (RELYING ADVISOR) (+10 more) | — |
| [BRYCE NATHAN](https://search.stillhousedata.com/person/865411) | CHIEF COMPLIANCE OFFICER | — |


## Private funds (8)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| MEDLEY OPPORTUNITY FUND II LP | Private Equity Fund | — | 31 | $120.9M | $10.0M |
| MEDLEY OPPORTUNITY FUND III LP | Private Equity Fund | — | 8 | $70.3M | $100K |
| CADDO INVESTOR HOLDINGS I LLC | Private Equity Fund | — | 3 | $52.2M | — |
| ASPECT-MEDLEY INVESTMENT PLATFORM B LP | Private Equity Fund | — | 1 | $29.3M | — |
| MEDLEY CREDIT OPPORTUNITY FUND LP | Private Equity Fund | — | 3 | $28.6M | $10.0M |
| ASPECT-MEDLEY INVESTMENT PLATFORM A LP | Private Equity Fund | — | 1 | $14.4M | — |
| MEDLEY OPPORTUNITY FUND OFFSHORE III LP | Private Equity Fund | — | 1 | $8.3M | — |
| MEDLEY REAL D (ANNUITY) LLC | Private Equity Fund | — | 3 | $15K | — |


## Fund service providers (5)

- administrator: MAPLES FUND SERVICES (CAYMAN) LIMITED — 2 funds
- administrator: MAPLES FIDUCIARY SERVICES (CAYMAN) LIMITED
- administrator: PEF SERVICES LLC
- administrator: STATE STREET BANK AND TRUST
- administrator: STATE STREET BANK AND TRUST COMPANY

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/167354/brochure
- Similar advisers: https://search.stillhousedata.com/firm/167354/similar
- Related entities: https://search.stillhousedata.com/firm/167354/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/167354

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.