# FULLER INVESTMENT MANAGEMENT COMPANY

FULLER INVESTMENT MANAGEMENT COMPANY of PASADENA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 167467
- Type: SEC-registered investment adviser
- SEC file number: 801-78317
- Location: 135 NORTH OAKLAND AVENUE, PASADENA, CA, 91182
- Phone: 626-765-8450
- Latest filing: 2026-02-19
- Regulatory AUM: $264.5M
- Discretionary AUM: $264.5M
- Clients: 9
- Accounts: 79

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Cooper G Lee | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER; PRESIDENT (+1 more) | Irvine, CA |
| Brian Rietze | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | — |
| Todd B Derrick | INTERIM PRESIDENT; PRESIDENT | — |
| HARBOLT THOMAS PHILIP | PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | — |
| WENTZIEN MARK ARTHUR | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| LIU DIANA C | CHIEF FINANCIAL OFFICER | — |
| PAN EVAN | PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| Rietze Brian | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | — |
| DERRICK TODD B | INTERIM PRESIDENT | — |
| Daria V Thomas | VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/167467/brochure
- Similar advisers: https://search.stillhousedata.com/firm/167467/similar
- Related entities: https://search.stillhousedata.com/firm/167467/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/167467

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.