# MACKAY SHIELDS UK LLP

MACKAY SHIELDS UK LLP of LONDON is an SEC exempt reporting adviser.

## Registration

- CRD: 167939
- Type: SEC exempt reporting adviser
- SEC file number: 802-78459
- Location: 200 ALDERSGATE STREET, 13TH FLOOR, LONDON, EC1A4HD
- Phone: 44 203 178 7438
- Latest filing: 2019-11-07

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| [Lee W Young](https://search.stillhousedata.com/person/305544) | CHIEF LEGAL OFFICER; MEMBER OF MANAGEMENT COMMITTEE | Oklahoma City, OK |
| [HARTE FRANCIS MICHAEL](https://search.stillhousedata.com/person/729861) | MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| [FISHER FREDERICK PAUL](https://search.stillhousedata.com/person/730423) | MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| [KIM JOHN YONG](https://search.stillhousedata.com/person/733784) | ELECTED MANAGER | — |
| [FLEURANT JOHN THOMAS](https://search.stillhousedata.com/person/733794) | ELECTED MANAGER; ELECTED TO THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| [PHLEGAR JEFFREY SCOTT](https://search.stillhousedata.com/person/738650) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, MEMBER OF MANAGEMENT COMMITTEE; CHIEF EXECUTIVE OFFICER, MEMBER OF THE  MANAGEMENT COMMITTEE (+3 more) | — |
| [PROTAS LUCILLE](https://search.stillhousedata.com/person/738985) | CHIEF OPERATING OFFICER; ELECTED MANAGER; PRESIDENT, CHIEF OPERATING OFFICER, MEMBER OF MANAGEMENT COMMITTEE | — |
| [BUSTAMANTE RENE ARTURO](https://search.stillhousedata.com/person/738994) | CHIEF COMPLIANCE OFFICER | — |
| [LAWTON DREW EDWARD](https://search.stillhousedata.com/person/740865) | ELECTED MANAGER; ELECTED TO THE BOARD OF MANAGERS | — |
| [BLUNT CHRISTOPHER OWSLEY](https://search.stillhousedata.com/person/750757) | ELECTED TO THE BOARD OF MANAGERS | — |
| [MALLOY ANTHONY RAMSEY](https://search.stillhousedata.com/person/750759) | ELECTED MANAGER; ELECTED TO THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| [HUNG YIE-HSIN](https://search.stillhousedata.com/person/773616) | ELECTED MANAGER | — |
| [BEDARD DAVID G](https://search.stillhousedata.com/person/787081) | ELECTED MANAGER | — |
| [LEE KAHYEONG NMN](https://search.stillhousedata.com/person/793537) | GENERAL COUNSEL, MEMBER OF THE MANAGEMENT COMMITTEE; MEMBER OF MANAGEMENT COMMITTEE; MEMBER OF THE MANAGEMENT COMMITTEE | — |
| [BEDARD DAVID GERALD](https://search.stillhousedata.com/person/814381) | ELECTED TO THE BOARD OF MANAGERS | — |
| [HUNG YIE-HSIN NMN](https://search.stillhousedata.com/person/814680) | ELECTED TO THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| [ABOU-JAOUDE NAIM](https://search.stillhousedata.com/person/818074) | MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| [PROTAS LUCILLE MARIAN](https://search.stillhousedata.com/person/829302) | ELECTED MANAGER; ELECTED TO THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC (+2 more) | — |
| [Lehneis Kirk C](https://search.stillhousedata.com/person/842772) | MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| [HARRIS LOUISE ANNE](https://search.stillhousedata.com/person/886461) | HEAD OF LEGAL, MEMBER OF MANAGEMENT COMMITTEE | — |
| [NAGELE MATTHEW DAVID](https://search.stillhousedata.com/person/886462) | HEAD OF UK & EMEA DISTRIBUTION AND MEMBER OF THE MANAGEMENT COMMITTEE; MEMBER OF MANAGEMENT COMMITTEE | — |


## Private funds (4)

Mix: Hedge Fund 3 · Other Private Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| PLAINVIEW FUNDS PLC - MACKAY SHIELDS UNCONSTRAINED BOND PORTFOLIO | Hedge Fund | — | 13 | $316.3M | $5.0M |
| PLAINVIEW FUNDS PLC - MACKAY SHIELDS FLOATING RATE HIGH YIELD PORTFOLIO | Other Private Fund | — | 3 | $51.4M | $5.0M |
| PLAINVIEW FUNDS PLC-MACKAY SHIELDS CORE PLUS OPPORTUNITIES PORTFOLIO | Hedge Fund | — | 3 | $34.9M | $5.0M |
| PLAINVIEW FUNDS PLC - MACKAY SHIELDS HIGH YIELD CROSSOVER PORTFOLIO | Hedge Fund | — | 2 | $7.7M | $5.0M |


## Fund service providers (1)

- administrator: STATE STREET FUND SERVICES (IRELAND) LIMITED — 4 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/167939/brochure
- Similar advisers: https://search.stillhousedata.com/firm/167939/similar
- Related entities: https://search.stillhousedata.com/firm/167939/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/167939

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.