# NEUBERGER BERMAN SINGAPORE PTE. LIMITED

NEUBERGER BERMAN SINGAPORE PTE. LIMITED of SINGAPORE is an SEC-registered investment adviser.

## Registration

- CRD: 167947
- Type: SEC-registered investment adviser
- SEC file number: 801-78988
- Location: 10 COLLYER QUAY, #15-05 OCEAN FINANCIAL CENTRE, SINGAPORE, 049315
- Phone: 65-6645-3760
- Latest filing: 2026-03-30
- Regulatory AUM: $29.3B
- Discretionary AUM: $29.3B
- Clients: 32
- Accounts: 58

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| [Heather Phyl Zuckerman](https://search.stillhousedata.com/person/704502) | DIRECTOR | — |
| [Travis Wei Heong Chia](https://search.stillhousedata.com/person/704503) | CHIEF COMPLIANCE OFFICER | — |
| [Alvin Joyue Hui](https://search.stillhousedata.com/person/704504) | DIRECTOR | — |
| [Prashant Singh](https://search.stillhousedata.com/person/706243) | DIRECTOR | — |
| [Madeline Li Ching Ho](https://search.stillhousedata.com/person/706244) | DIRECTOR | — |
| [ZUCKERMAN HEATHER P](https://search.stillhousedata.com/person/757752) | DIRECTOR | — |
| [HENCHMAN JASON CHRISTOPHER DAVENANT](https://search.stillhousedata.com/person/766406) | DIRECTOR | — |
| [HUI ALVIN JOYUE](https://search.stillhousedata.com/person/817777) | DIRECTOR | — |
| [HOAR NICHOLAS JOHN FRANCIS](https://search.stillhousedata.com/person/818210) | DIRECTOR | — |
| [LIM VINCENT ONG SIN](https://search.stillhousedata.com/person/818301) | DIRECTOR | — |
| [CHIA TRAVIS](https://search.stillhousedata.com/person/818302) | CHIEF COMPLIANCE OFFICER | — |
| [SINGH PRASHANT](https://search.stillhousedata.com/person/858108) | DIRECTOR | — |
| [Ho Madeline Li Ching](https://search.stillhousedata.com/person/883653) | DIRECTOR | — |
| [ZUCKERMAN HEATHER PHYL](https://search.stillhousedata.com/person/883849) | DIRECTOR | — |
| [CHIA TRAVIS WEI HEONG](https://search.stillhousedata.com/person/883850) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN A GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | On Appeal | $1.6M |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN A GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | Final | $580K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/167947/brochure
- Similar advisers: https://search.stillhousedata.com/firm/167947/similar
- Related entities: https://search.stillhousedata.com/firm/167947/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/167947

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.