# SOFI WEALTH LLC

SOFI WEALTH LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 167958
- Type: SEC-registered investment adviser
- SEC file number: 801-78185
- Location: 234 1ST STREET, SAN FRANCISCO, CA, 94105
- Phone: 855-525-7634
- Latest filing: 2026-07-31
- Regulatory AUM: $2.0B
- Discretionary AUM: $2.0B
- Clients: 114
- Accounts: 290,887

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Corporations

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| Candice Lee Gilman | CHIEF COMPLIANCE OFFICER | — |
| Ryan Burke | PRESIDENT | Philadelphia, PA |
| FOLEY II CHARLES THOMAS | PRESIDENT | — |
| CARLISLE ALAN RICHARD | CHIEF COMPLIANCE OFFICER | — |
| GILMAN CANDICE LEE | CHIEF COMPLIANCE OFFICER | — |
| GARDNER JOHN DAVIS | PRESIDENT | — |
| WILLIAMS SCOTT CHANDLER | CHIEF COMPLIANCE OFFICER; PRESIDENT AND CHIEF COMPLIANCE OFFICER; PRESIDENT AND CHIEF COMPLIANCE OFFICER/MEMBER | — |
| MCDANIEL TOBIN L | PRESIDENT | — |
| ANDERSON DIMPLE | CHIEF COMPLIANCE OFFICER | — |
| KEOUGH KELLI A | PRESIDENT | — |
| BURKE RYAN | PRESIDENT | — |
| Mark Seffinger | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-08-19 | regulatory | FOLLOWING SOFI WEALTH'S APRIL 12, 2019 TRANSITION OF CERTAIN CLIENT FUNDS FROM THIRD-PARTY ETFS TO SOFI-SPONSORED ETFS, THE SEC STAFF REQUESTED DOCUMENTS AND INFORMATION FROM SOFI WEALTH, INVESTIGATING AND SEEKING DISCLOSURES BY SOFI WEALTH TO CLIENTS REGARDING THE TRANSITION OF FUNDS. SOFI WEALTH F… | Final | $300K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/167958/brochure
- Similar advisers: https://search.stillhousedata.com/firm/167958/similar
- Related entities: https://search.stillhousedata.com/firm/167958/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/167958

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.