# BCI SECURITIES, INC.

BCI SECURITIES, INC. of MIAMI, FL is an SEC-registered investment adviser.

## Registration

- CRD: 168047
- Type: SEC-registered investment adviser
- SEC file number: 801-121997
- Location: 1450 BRICKELL AVENUE, SUITE 2850, MIAMI, FL, 33131
- Phone: 305-929-5500
- Latest filing: 2026-03-31
- Regulatory AUM: $402.2M
- Discretionary AUM: $282.3M
- Non-discretionary AUM: $119.9M
- Clients: 74
- Accounts: 448

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles, Charities, Other

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| Maria Grisel Vega | DIRECTOR | — |
| Luis Enrique Yarur Rey | SHAREHOLDER | — |
| Juan Alberto Segundo | DIRECTOR | — |
| Juan Carlos Martinez-Lejarza | DIRECTOR | — |
| Teresa Pennet Foxx | DIRECTOR | — |
| Francisco Javier Garcia Nieto | DIRECTOR OF SALES | — |
| Carlos Martin-Donadio | CEO/DIRECTOR | — |
| Maria Eugenia Nodar | FINOP/CFO; FINOP/PFO | — |
| Pamela Snell Groom | CCO | — |
| Nicholas Patrick Salas | INTERIM CCO | — |
| Maria Carolina Rivas Liendo | CHIEF COMPLIANCE OFFICER; AML COMPLIANCE OFFICER | — |
| VINA RAPHAEL ENRIQUE | FINOP/PFO | — |
| NODAR MARIA EUGENIA | FINOP/PFO | — |
| VEGA MARIA GRISEL | DIRECTOR | — |
| YARUR REY LUIS ENRIQUE | SHAREHOLDER | — |
| SEGUNDO JUAN ALBERTO | DIRECTOR | — |
| MARTINEZ-LEJARZA JUAN CARLOS | DIRECTOR | — |
| RIVAS LIENDO MARIA CAROLINA | CHIEF COMPLIANCE OFFICER; AML COMPLIANCE OFFICER | — |
| BARRETT ANDREW QUENTIN | CEO/DIRECTOR | — |
| FOXX TERESA PENNET | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/ DIRECTOR; DIRECTOR | — |
| GARCIA NIETO FRANCISCO JAVIER | DIRECTOR OF SALES | — |
| MARTIN-DONADIO CARLOS | CEO/DIRECTOR | — |


## Disclosures (74)

_Showing 10 of 15 distinct disclosure events._

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-02-11 | regulatory | BANCO DE CREDITO E INVERSIONES GRANTED TWO LOANS TO TWO INDIVIDUALS LISTED IN THE NATIONAL ALIMONY/CHILD SUPPORT DEBTORS REGISTER WITHOUT CONSULTING THE REGISTER AND WITHHOLDING THE ALIMONY/CHILD SUPPORT DEBT AND PAY THE SUM DUE FROM A PORTION UP TO 50% OF THE LOAN. | Final | $2K |
| 2024-11-15 | regulatory | THE BANK FAILED TO COMPLY IN A TIMELY MANNER WITH A SUBPOENA FROM THE PUBLIC PROSECUTOR'S OFFICE IN CHILE REQUESTING BANK RECORDS FOR CERTAIN CLIENTS WHO WERE THE SUBJECT OF THE PUBLIC PROSECUTOR'S INVESTIGATION. | Final | $10K |
| 2023-09-07 | regulatory | ON 09/07/2023, THE CMF FINED A TOTAL OF UF 1,250 (APPROXIMATELY 50,000USD) V. BANCO DE CREDITO E INVERSIONES S.A. (FINE AGAINST BANCO DE CREDITO E INVERSIONES S.A. ONLY IS 12,000 USD), FIVE OTHER MAJOR BANKS, AND ONE CREDIT COOPERATIVE IN CHILE, FOR NOT SUBMITTING BANKING RECORDS REQUIRED FOR INVEST… | Final | $12K |
| 2023-09-07 | regulatory | NOT AVAILABLE. | Final | $200 |
| 2023-08-18 | regulatory | THE CMF IN CHILE ISSUED A FINE AGAINST BCI CORREDOR DE BOLSA FOR ITS FAILURE IN 2021 TO EXECUTE TWO CUSTOMER SALES ORDERS AND MAINTAIN THE RECORDS OF THE ORDERS. | Final | $28K |
| 2023-03-03 | regulatory | NOT AVAILABLE. | Final | $12K |
| 2021-11-01 | regulatory | NOT AVAILABLE. | Final | $17K |
| 2020-01-01 | regulatory | NOT AVAIALBLE. | Final | $32K |
| 2019-06-01 | regulatory | NOT AVAILABLE. | Final | $34K |
| 2019-06-01 | regulatory | NOT AVAILABLE. | Final | $8K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/168047/brochure
- Similar advisers: https://search.stillhousedata.com/firm/168047/similar
- Related entities: https://search.stillhousedata.com/firm/168047/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/168047

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.