# ROW ASSET MANAGEMENT, LLC

ROW ASSET MANAGEMENT, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser.

## Registration

- CRD: 168336
- Type: SEC-registered investment adviser
- SEC file number: 801-78326
- Location: 450 NEWPORT CENTER DRIVE, SUITE 420, NEWPORT BEACH, CA, 92660
- Phone: 949-478-8300
- Latest filing: 2026-03-31
- Regulatory AUM: $2.5B
- Discretionary AUM: $2.5B
- Clients: 20
- Accounts: 14

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Kumar Saurabh | CHIEF OPERATING OFFICER | Mountain View, CA |
| Ryan Milone Ogrady | CEO AND MANAGING MEMBER; LIMITED PARTNER OF ROW HOLDINGS, LP; MANAGING MEMBER OF ROW HOLDINGS GP, LLC | — |
| Jeffrey Joseph Weiser | MANAGING MEMBER OF ROW HOLDINGS GP, LLC; PRESIDENT AND CO-FOUNDER | — |
| Laurie Ann Pisano | CHIEF COMPLIANCE OFFICER | — |
| Monica Ann Napoli | CHIEF FINANCIAL OFFICER | — |
| Saurabh Kumar | CHIEF OPERATING OFFICER | — |
| OGRADY RYAN MILONE | CEO AND MANAGING MEMBER; CEO, CCO AND MANAGING MEMBER; LIMITED PARTNER OF ROW HOLDINGS, LP (+1 more) | — |
| WEISER JEFFREY JOSEPH | MANAGING MEMBER OF ROW HOLDINGS GP, LLC; PRESIDENT AND CO-FOUNDER | — |
| OGRADY TIMOTHY JOSEPH | MANAGING DIRECTOR | — |
| PISANO LAURIE ANN | CHIEF COMPLIANCE OFFICER | — |
| SIMOTAS PHILIP EMANUEL | CHIEF OPERATING OFFICER | — |
| PAULAY MONICA ANN | CHIEF FINANCIAL OFFICER | — |
| NAPOLI MONICA ANN | CHIEF FINANCIAL OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2017-02-24 | regulatory | RULE 562. POSITION LIMIT VIOLATIONS A PANEL OF THE NYMEX BUSINESS CONDUCT COMMITTEE ("BCC") FOUND THAT AT THE CLOSE OF BUSINESS ON FEBRUARY 21, 2017, AS A RESULT OF THE DELTA ON ROW ASSET MANAGEMENT, LLC'S (THE "ADVISER") MARCH 2017 NATURAL GAS ("MAR17 NG") OPTIONS, THE ADVISER HELD A FUTURES EQUIVA… | Final | $35K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/168336/brochure
- Similar advisers: https://search.stillhousedata.com/firm/168336/similar
- Related entities: https://search.stillhousedata.com/firm/168336/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/168336

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.