# LESLIE GALE ADVISORS, LLC

LESLIE GALE ADVISORS, LLC is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 168550
- Type: SEC-registered investment adviser
- SEC file number: 801-135437
- Phone: (646) 265-7905
- Latest filing: 2026-02-12
- Regulatory AUM: $73.2M
- Discretionary AUM: $73.2M
- Clients: 1
- Accounts: 106

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Steven A Schneider | MEMBER PARTNER AND CHIEF COMPLIANCE OFFICER | — |
| Leslie Gale Martin | EQUITY LIMITED PARTNER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2017-04-18 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, RESPONDENTS CONSENTED TO ENTRY OF A CEASE AND DESIST ORDER ENTERED ON FINDING, AMONG OTHER THINGS, THAT THE RESPONDENT LESLIE GALE VIOLATED SECTION 517.12(13) OF THE FLORIDA STATUTES, RULE 69W-600.001(2), AND RULE 69W-600.0016(3); RESPONDENTS LESLIE GALE AN… | Final | $11K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/168550/brochure
- Similar advisers: https://search.stillhousedata.com/firm/168550/similar
- Related entities: https://search.stillhousedata.com/firm/168550/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/168550

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.