# THE RETIREMENT GUYS FORMULA LLC

THE RETIREMENT GUYS FORMULA LLC of MAUMEE, OH is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 168561
- Type: SEC-registered investment adviser
- SEC file number: 801-119086
- Location: 1700 WOODLANDS DRIVE, MAUMEE, OH, 43537
- Phone: 419-842-0550
- Latest filing: 2026-02-13
- Regulatory AUM: $276.9M
- Discretionary AUM: $276.9M
- Clients: 7
- Accounts: 1,861

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| Nolan Richard Baker | MANAGING MEMBER/CCO | — |
| BAKER WILLIAM RICHARD | CCO; MANAGING MEMBER/CCO | — |
| CLAIR MARK DOUGLAS | MANAGING MEMBER | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2013-12-16 | civil | WHEN COMPLETING HIS LICENSE RENEWAL FORM, MR. CLAIR INADVERTENTLY FAILED TO NOTIFY THE OHIO INSURANCE COMMISSION OF A FINRA ARBITRATION PROCEEDING. | Final | $400 |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/168561/brochure
- Similar advisers: https://search.stillhousedata.com/firm/168561/similar
- Related entities: https://search.stillhousedata.com/firm/168561/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/168561

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.