# BALEFIRE, LLC

BALEFIRE, LLC of DALLAS, TX is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 168733
- Type: SEC-registered investment adviser
- SEC file number: 801-78506
- Location: 14221 DALLAS PARKWAY, SUITE 100, DALLAS, TX, 75254
- Phone: 972-361-1001
- Latest filing: 2026-03-31
- Regulatory AUM: $2.0B
- Discretionary AUM: $2.0B
- Clients: 38
- Accounts: 1,871

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| John Robert Hoffman | MANAGING PARTNER; OWNER | — |
| Mark Michael Oswald | CHIEF COMPLIANCE OFFICER | — |
| Jason Simpson Hester | MANAGING PARTNER | — |
| George Wesley Hester | MINORITY OWNER | — |
| Blair M Enfield | MINORITY OWNER | — |
| Christopher Allen Tipton | MINORITY OWNER | — |
| Harold Dunbar Cooley | MINORITY OWNER | — |
| Steven Ray Rutledge | MINORITY OWNER | — |
| Brad Leonard Neugebauer | OWNER | — |
| Brian Scott Smith | OWNER | — |
| James Marshall Mars | OWNER | — |
| Donald Pete Peterson | OWNER | — |
| Scott Michael Munger | OWNER | — |
| SMITH MICHAEL SCOTT | PARTNER | — |
| OSWALD MARK MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| MARS JAMES MARSHALL | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; MANAGING PRINCIPAL (+3 more) | — |
| SIMPSON LANCE PATRICK | CHIEF COMPLIANCE OFFICER; CONTROLLER & CHIEF COMPLIANCE OFFICER | — |
| HOFFMAN MARK ROBERT | PARTNER - EVP NATIONAL CONSULTING; PARTNER - PRESIDENT | — |
| STAHR MATTHEW GERARD | CHIEF COMPLIANCE OFFICER | — |
| WAGGONER JIMMY EDWARD | MANAGING MEMBER; PARTNER; PARTNER - SVP NATIONAL CONSULTING | — |
| SUSANIN ANDREW HUGHES | MANAGING MEMBER; PARTNER | — |
| PETERSON DONALD PETE | MANAGING MEMBER; PARTNER; PARTNER - SVP WORKPLACE SOLUTIONS | — |
| SUNTKEN DAVID MICHAEL | MANAGING MEMBER; PARTNER | — |
| MUNGER SCOTT MICHAEL | MANAGING MEMBER; PARTNER; PARTNER - SVP PRIVATE WEALTH | — |
| BEAUDOIN KIRSTEN SAGGAU | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-12-01 | regulatory | ALLEGED FAILURE TO PROPERLY DISCLOSE LOANS FROM BROKER-DEALER TO VISIONPOINT ADVISORY GROUP AND CERTAIN OF ITS ADVISORY AFFILIATES. | Final | $45K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/168733/brochure
- Similar advisers: https://search.stillhousedata.com/firm/168733/similar
- Related entities: https://search.stillhousedata.com/firm/168733/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/168733

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.