# BROOKS, WAYNE I

BROOKS, WAYNE I of UTICA, NY is an SEC-registered investment adviser.

## Registration

- CRD: 168816
- Type: SEC-registered investment adviser
- SEC file number: 801-126078
- Location: 2520 GENESEE STREET, UTICA, NY, 13502
- Phone: 315-734-1410
- Latest filing: 2026-03-31
- Regulatory AUM: $57.5M
- Discretionary AUM: $57.5M
- Clients: 3
- Accounts: 124

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Wayne Irving Brooks | OWNER/ CHIEF COMPLIANCE OFFICER | — |
| BROOKS WAYNE IRVING | OWNER/ CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/168816/brochure
- Similar advisers: https://search.stillhousedata.com/firm/168816/similar
- Related entities: https://search.stillhousedata.com/firm/168816/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/168816

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.