# VIVALDI ASSET MANAGEMENT LLC

VIVALDI ASSET MANAGEMENT LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 168884
- Type: SEC-registered investment adviser
- SEC file number: 801-78504
- Location: 225 WEST WACKER, SUITE 2100, CHICAGO, IL, 60606
- Phone: 312.248.8300
- Latest filing: 2021-03-29
- Regulatory AUM: $786.1M
- Discretionary AUM: $698.9M
- Non-discretionary AUM: $87.2M
- Clients: 22
- Accounts: 5

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| GOLDEN RANDAL LAWRENCE | CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER; CO-FOUNDER/CHIEF FINANCIAL OFFICER; CO-FOUNDER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| STERNBERG DAVID ALAN | CO-FOUNDER/CEO; OWNER | — |
| ASHER DANIEL BRUCE | MEMBER | — |
| BASSEWITZ MARC D | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | — |
| COMELLA MICHELLE MARIE | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | — |
| PECK MICHAEL | PRESIDENT; PRESIDENT/CO-CIO | — |
| HERGOTT SCOTT LEE | HEAD OF RESEARCH/CO-CIO; HEAD OF RESEARCH/CO/CIO | — |
| EISENBERG CHAD | CHIEF OPERATING OFFICER | — |
| PECK MICHAEL DILLON | PRESIDENT/CO-CIO | — |
| EISENBERG CHAD SAMUAL | CHIEF OPERATING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/168884/brochure
- Similar advisers: https://search.stillhousedata.com/firm/168884/similar
- Related entities: https://search.stillhousedata.com/firm/168884/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/168884

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.