# ARMISTICE CAPITAL LLC

ARMISTICE CAPITAL LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 168978
- Type: SEC-registered investment adviser
- SEC file number: 801-100464
- Location: 510 MADISON AVE, 7TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-231-4930
- Latest filing: 2026-03-31
- Regulatory AUM: $4.7B
- Discretionary AUM: $4.7B
- Clients: 30
- Accounts: 3

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Steven Joseph Boyd | MANAGING MEMBER | — |
| Anthony Joseph Cordone | CHIEF FINANCIAL OFFICER | — |
| Jose Yldefonso Mallonga Bautista | CHIEF COMPLIANCE OFFICER AND DEPUTY CHIEF FINANCIAL OFFICER | — |
| Matthew Mackay Russell | CHIEF OPERATING OFFICER | — |
| CORDONE ANTHONY JOSEPH | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| RADDEN DANIEL SCOTT | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| BOYD STEVEN JOSEPH | MANAGING MEMBER | — |
| THOMAS EVAN SHAWN | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS | — |
| CHEN TOHUAN STEVE | CHIEF COMPLIANCE OFFICER/ CONTROLLER | — |
| KOHN BRIAN THEODORE | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| SEILER KENNETH LEE | CHIEF COMPLIANCE OFFICER & COUNSEL | — |
| BEZEK SAMUEL NMN | CHIEF COMPLIANCE OFFICER | — |
| RUSSELL MATTHEW MACKAY | CHIEF OPERATING OFFICER | — |
| BAUTISTA JOSE YLDEFONSO MALLONGA | CHIEF COMPLIANCE OFFICER AND DEPUTY CHIEF FINANCIAL OFFICER | — |
| Scott Benjamin Miller | CHIEF OPERATING OFFICER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-01-26 | regulatory | THE FINANSINSPEKTIONEN NOTIFIED ARMISTICE CAPITAL, LLC ON JANUARY 26, 2022 OF A PENALTY OF SEK 2,000,000 (US $213,600) DUE TO THE FAILURE TO REPORT CHANGES IN HOLDINGS OF CERTAIN SHARES WITHIN THE TIME LIMIT PRESCRIBED BY SWEDISH LAW. WHEN THE PENALTY SUBSEQUENTLY BECAME LEGALLY BINDING, ARMISTICE R… | Final | $214K |
| 2020-04-21 | regulatory | BY A DECISION MADE ON APRIL 21, 2020, FINANSINSPEKTIONEN HAS DECIDED THAT ARMISTICE CAPITAL, LLC SHALL PAY A PENALTY FEE OF SEK 1,000,000 (US $101,849) FOR THE FAILURE TO REPORT CHANGES IN HOLDINGS OF CERTAIN SHARES WITHIN THE TIME LIMIT PRESCRIBED BY LAW. THE ORIGINAL FILING TRIGGER DATE WAS IN MAR… | Final | $102K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/168978/brochure
- Similar advisers: https://search.stillhousedata.com/firm/168978/similar
- Related entities: https://search.stillhousedata.com/firm/168978/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/168978

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.