# NEWPORT COAST SECURITIES, INC.

NEWPORT COAST SECURITIES, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 16944
- Type: SEC-registered investment adviser
- SEC file number: 801-67802
- Location: 180 MAIDEN LANE, 17TH FLOOR, NEW YORK, NY, 10038
- Phone: 646-259-4700
- Latest filing: 2016-03-18
- Regulatory AUM: $79.0M
- Discretionary AUM: $79.0M
- Clients: 130
- Accounts: 557

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| SCOTT CYNTHIA ANN | CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| WASHBURN STEPHEN PAUL | CHIEF COMPLIANCE OFFICER | — |
| MCPHERSON KATHLEEN MARGARET | CEO; CEO/PRESIDENT | — |
| THORNTON ROBERT LEE | BACK UP FINOP; FINOP | — |
| MROZ STANLEY JOHN | FINOP | — |
| KESSLER KRISTOPHER CHARLES | COO | — |
| LOPEZ DEREK | PRESIDENT | — |
| BETTINGEN MURRAY GRANT | FINOP; TRUSTEE OF THE BETTINGEN 1999 TRUST/CHIEF COMPLIANCE OFFICER; TRUSTEE OF THE BETTINGEN 1999 TRUST/FINOP | — |
| ONESTO RICHARD ERNEST | CCO/FINOP/CFO; CEO; FINOP/CFO | — |
| LEE KEVIN CHONG | CHIEF COMPLIANCE OFFICER | — |
| WOJNOWSKI DONALD ANTHONY JR | CEO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/16944/brochure
- Similar advisers: https://search.stillhousedata.com/firm/16944/similar
- Related entities: https://search.stillhousedata.com/firm/16944/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/16944

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.