# M3 ASSET MANAGEMENT, INC.

M3 ASSET MANAGEMENT, INC. of PASADENA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 169461
- Type: SEC-registered investment adviser
- SEC file number: 801-78863
- Location: 595 E. COLORADO BOULEVARD, PASADENA, CA, 91101
- Phone: 213-675-1843
- Latest filing: 2026-02-24
- Regulatory AUM: $15.0M
- Non-discretionary AUM: $15.0M
- Clients: 1
- Accounts: 33

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| KIM MILLIE NMN | CHIEF EXECUTIVE OFFICER | — |
| KIM DAVID DAEJOON | CHIEF EXECUTIVE OFFICER/CHIEF CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER; OWNER | — |
| YOO JAMES MIN | CHIEF COMPLIANCE OFFICER | — |
| RYPKEMA BRIAN JAMES | CHIEF COMPLIANCE OFFICER | — |
| YOO JINKOO | OWNER | — |
| KIM JAEHYUN | OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/169461/brochure
- Similar advisers: https://search.stillhousedata.com/firm/169461/similar
- Related entities: https://search.stillhousedata.com/firm/169461/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/169461

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.