# SIMS INVESTMENT MANAGEMENT LLC

SIMS INVESTMENT MANAGEMENT LLC of CINCINNATI, OH is an SEC-registered investment adviser.

## Registration

- CRD: 169491
- Type: SEC-registered investment adviser
- SEC file number: 801-123034
- Location: 3322 ERIE AVE., SUITE 200, CINCINNATI, OH, 45208
- Phone: 513-278-7467
- Latest filing: 2026-05-08
- Regulatory AUM: $304.6M
- Discretionary AUM: $299.1M
- Non-discretionary AUM: $5.5M
- Clients: 12
- Accounts: 1,686

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Corporations

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| David James Reichert | CHIEF COMPLIANCE OFFICER | Centennial, CO |
| Cory Kenneth Sims | MANAGING MEMBER | — |
| Elizabeth Manteau | CHIEF COMPLIANCE OFFICER | Broomfield, CO |
| SIMS CORY KENNETH | MANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Manteau Elizabeth | CHIEF COMPLIANCE OFFICER | — |
| Patrick Neil Jones | CHIEF OPERATING OFFICER | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2013-01-10 | regulatory | MR. SIMS ACCEPTED COMPENSATION OF $268.61 WHILE NOT APPROVED AS AN INVESTMENT ADVISOR REPRESENTATIVE FROM JULY 20, 2012 - OCTOBER 9 2012. MR. SIMS WAS ORDERED TO CEASE AND DESIST OF UNLICENSED ACTIVITY AND TO REFUND THE MONIES TO THE CLIENTS AFFECTED AND AGREED TO DO SO WITHIN 30 DAYS OF THE SIGNED… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/169491/brochure
- Similar advisers: https://search.stillhousedata.com/firm/169491/similar
- Related entities: https://search.stillhousedata.com/firm/169491/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/169491

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.