# AMUNDI SMITH BREEDEN LLC

AMUNDI SMITH BREEDEN LLC of DURHAM, NC is an SEC-registered investment adviser.

## Registration

- CRD: 169589
- Type: SEC-registered investment adviser
- SEC file number: 801-78776
- Location: 280 SOUTH MANGUM ST, SUITE 301, DURHAM, NC, 27701
- Phone: 919-967-7221
- Latest filing: 2017-07-28
- Regulatory AUM: $14.5B
- Discretionary AUM: $14.3B
- Non-discretionary AUM: $170.9M
- Clients: 75
- Accounts: 50

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| [PAGNI PATRICK ROBERT](https://search.stillhousedata.com/person/737953) | CHAIRMAN OF THE BOARD OF DIRECTORS; DIRECTOR | — |
| [DE CASTRIES HENRI](https://search.stillhousedata.com/person/741235) | DIRECTOR | — |
| [MILLER DONALD P](https://search.stillhousedata.com/person/749677) | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | — |
| [BERTIAU LAURENT MICHEL](https://search.stillhousedata.com/person/754187) | DIRECTOR | — |
| [EASON STEPHEN ALCUIN](https://search.stillhousedata.com/person/759578) | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT; DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT/DIRECTOR OF MARKETING AND CLIENT SERVICE | — |
| [GIARLA MICHAEL JOSEPH](https://search.stillhousedata.com/person/759579) | DIRECTOR/CHIEF EXECUTIVE OFFICER | — |
| [TAUBES KENNETH JAMES](https://search.stillhousedata.com/person/789974) | CHIEF INVESTMENT OFFICER/DIRECTOR | — |
| [BLANQUE PASCAL](https://search.stillhousedata.com/person/794172) | DIRECTOR | — |
| [SPROW JOHN BARKER](https://search.stillhousedata.com/person/796967) | EXECUTIVE VICE PRESIDENT/CHIEF RISK OFFICER; EXECUTIVE VICE PRESIDENT/SENIOR INVESTMENT PROFESSIONAL | — |
| [ARGANBRIGHT AMY CAROL](https://search.stillhousedata.com/person/796969) | EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER; EXECUTIVE VICE PRESIDENT/DIRECTOR OF OPERATIONS; MANAGING DIRECTOR/CHIEF OPERATING OFFICER (+1 more) | — |
| [ADLER DANIEL ROTHSCHILD](https://search.stillhousedata.com/person/796970) | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | — |
| [JONES LISA](https://search.stillhousedata.com/person/824569) | CHIEF EXECUTIVE OFFICER/CHAIRMAN/DIRECTOR | — |
| [DEKTAR DANIEL CLIFFORD](https://search.stillhousedata.com/person/825605) | MANAGING DIRECTOR; MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | — |
| [MILLER JENNIFER PENAFIEL](https://search.stillhousedata.com/person/825606) | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | — |
| [HARMELINK AIMEE KATHRYN](https://search.stillhousedata.com/person/825607) | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | — |
| [DUENSING JONATHAN MICHAEL](https://search.stillhousedata.com/person/825608) | MANAGING DIRECTOR | — |
| [BLANQUE PASCAL MAURICE](https://search.stillhousedata.com/person/825609) | DIRECTOR | — |
| [BRARD ERIC MARIE](https://search.stillhousedata.com/person/825610) | DIRECTOR | — |
| [URBAN ELKE ROSA](https://search.stillhousedata.com/person/831992) | EXECUTIVE VICE PRESIDENT | — |
| [DEKTAR DANIEL C](https://search.stillhousedata.com/person/832506) | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | — |
| [KRYGIER MARKUS MAXIMILIAN](https://search.stillhousedata.com/person/832507) | DIRECTOR | — |
| [BLANC PATRICE ETIENNE](https://search.stillhousedata.com/person/840265) | CHIEF EXECUTIVE OFFICER; CHIEF OPERATING OFFICER/DIRECTOR | — |
| [GRADASCEVIC SUSAN MARIE](https://search.stillhousedata.com/person/840266) | MANAGING DIRECTOR; MANAGING DIRECTOR/CHIEF MARKETING OFFICER | — |
| [HOLLINGSWORTH JENNIFER PENAFIEL](https://search.stillhousedata.com/person/842626) | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | — |
| [Garreau Philippe](https://search.stillhousedata.com/person/842627) | MANAGING DIRECTOR/CHIEF RISK OFFICER | — |


## Private funds (8)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CAROLINA INSTITUTIONAL SHORT DURATION MASTER LTD. | Hedge Fund | — | 10 | $189.0M | $2.0M |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-100-7-SB-AR | Hedge Fund | — | 8 | $127.3M | $30.0M |
| CAROLINA INSTITUTIONAL SHORT DURATION FUND LTD. | Hedge Fund | — | 3 | $101.8M | $2.0M |
| CAROLINA INSTITUTIONAL SHORT DURATION FUND | Hedge Fund | — | 7 | $87.1M | $2.0M |
| CAROLINA SECURITIZED CREDIT OPPORTUNITIES MASTER LTD. | Hedge Fund | — | 5 | $41.4M | $2.0M |
| CAROLINA SECURITIZED CREDIT OPPORTUNITIES LTD. | Hedge Fund | — | 1 | $34.1M | $2.0M |
| METROPOLITAN LIFE INSURANCE COMPANY ON BEHALF OF ITS SEPARATE ACCOUNT NO. 389 | Hedge Fund | — | 5 | $19.8M | $1.0M |
| CAROLINA SECURITIZED CREDIT OPPORTUNITIES LLC | Hedge Fund | — | 3 | $7.3M | $2.0M |


## Fund service providers (3)

- administrator: U.S. BANCORP FUND SERVICES, LLC — 6 funds
- administrator: METROPOLITAN LIFE INSURANCE COMPANY
- administrator: PRUDENTIAL INSURANCE COMPANY OF AMERICA

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/169589/brochure
- Similar advisers: https://search.stillhousedata.com/firm/169589/similar
- Related entities: https://search.stillhousedata.com/firm/169589/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/169589

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.