# ASTOR INVESTMENT MANAGEMENT LLC

ASTOR INVESTMENT MANAGEMENT LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 169679
- Type: SEC-registered investment adviser
- SEC file number: 801-78794
- Location: 233 SOUTH WACKER DRIVE, SUITE 4400, CHICAGO, IL, 60606
- Phone: 312-228-5900
- Latest filing: 2025-02-10
- Regulatory AUM: $198.4M
- Discretionary AUM: $198.4M
- Clients: 6
- Accounts: 447

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Thomas A Anthony | DIRECTOR; DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER; DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | Vestavia, AL |
| Robert Neil Stein | OWNER / MANAGING MEMBER | — |
| John Francis Eckstein | CHIEF INVESTMENT OFFICER | — |
| Bryan Michael Novak | CHIEF EXECUTIVE OFFICER | — |
| Scott Anthony Thomas | DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | — |
| Brian Thomas Durbin | CHIEF COMPLIANCE OFFICER | — |
| HILL SUSAN JEAN | CHIEF COMPLIANCE OFFICER | — |
| STEIN ROBERT NEIL | CHIEF EXECUTIVE OFFICER; OWNER; OWNER / MANAGING MEMBER | — |
| DURBIN BRIAN THOMAS | CHIEF COMPLIANCE OFFICER | — |
| ECKSTEIN JOHN FRANCIS | CHIEF INVESTMENT OFFICER | — |
| NOVAK BRYAN MICHAEL | CHIEF EXECUTIVE OFFICER; SENIOR MANAGING DIRECTOR | — |
| MOHLMAN MATTHEW FRANK | CHIEF COMPLIANCE OFFICER | — |
| OBRIEN THOMAS MCCARTHY | DIRECTOR | — |
| OLIFF LEE CHARLES | CHIEF LEGAL OFFICER | — |
| TENNANT BRYAN CHARLES | CHIEF COMPLIANCE OFFICER | — |


## Branch offices (15)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 3122285917 |
| — | — | 1 | (917) 604-6562 |
| — | — | 1 | 3122285904 |
| — | — | 1 | 3122285905 |
| GROSSE POINTE WOODS | MI | 1 | 3122285904 |
| — | — | 1 | 3122285917 |
| — | — | 1 | (917) 604-6562 |
| — | — | 1 | 3122285904 |
| — | — | 1 | 3122285905 |
| GROSSE POINTE WOODS | MI | 1 | 3122285904 |
| — | — | 1 | 3122285917 |
| — | — | 1 | (917) 604-6562 |
| — | — | 1 | 3122285904 |
| — | — | 1 | 3122285905 |
| GROSSE POINTE WOODS | MI | 1 | 3122285904 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/169679/brochure
- Similar advisers: https://search.stillhousedata.com/firm/169679/similar
- Related entities: https://search.stillhousedata.com/firm/169679/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/169679

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.