# BATTERY EAST GROUP, LLC

BATTERY EAST GROUP, LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 169716
- Type: SEC-registered investment adviser
- SEC file number: 801-110830
- Location: 915 BATTERY STREET, 1ST FLOOR, SAN FRANCISCO, CA, 94111
- Phone: 415-528-7301
- Latest filing: 2018-01-12
- Regulatory AUM: $9.4M
- Discretionary AUM: $9.4M
- Clients: 10
- Accounts: 4

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| LEUNG SHIRLEY JANE | CHIEF INVESTMENT OFFICER | — |
| COHN BARRETT HOWARD | MANAGING DIRECTOR, CEO; MANGING DIRECTOR, CEO | — |
| SOBEL MICHAEL PHILIP | CCO; MANAGING DIRECTOR, COO | — |
| TUCKER CLARK BOMAR | FINANCIAL OPERATIONS PRINCIPAL | — |
| LAM HOLLY HAO-MAN | CHIEF COMPLIANCE OFFICER | — |
| NIEDERAUER DUNCAN LEIGH | NON-EXECUTIVE CHAIRMAN, STRATEGIC ADVISOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/169716/brochure
- Similar advisers: https://search.stillhousedata.com/firm/169716/similar
- Related entities: https://search.stillhousedata.com/firm/169716/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/169716

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.