# GPB CAPITAL HOLDINGS, LLC

GPB CAPITAL HOLDINGS, LLC of GREENWICH, CT is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 169825
- Type: SEC-registered investment adviser
- SEC file number: 801-79413
- Location: 55 OLD FIELD POINT RD, SUITE 1E, GREENWICH, CT, 06830
- Phone: 855-635-3027
- Latest filing: 2026-03-31
- Regulatory AUM: $646.2M
- Discretionary AUM: $646.2M
- Clients: 7
- Accounts: 7

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| [Gentile David](https://search.stillhousedata.com/person/532420) | MANAGING MEMBER | Great Neck, NY |
| [Joseph T Gardemal Iii](https://search.stillhousedata.com/person/709039) | RECEIVER | — |
| [David Carmelo Gentile](https://search.stillhousedata.com/person/709040) | NON-MANAGEMENT OWNER | — |
| [Robert Emmett Chmiel](https://search.stillhousedata.com/person/709041) | CEO AND CHIEF FINANCIAL OFFICER | — |
| [Michael Scott Emanuel](https://search.stillhousedata.com/person/709042) | CCO AND GENERAL COUNSEL | — |
| [SADZEWICZ GERY JOSEPH](https://search.stillhousedata.com/person/746501) | CCO | — |
| [ANSCHER ROGER ETHAN](https://search.stillhousedata.com/person/758656) | CCO AND COO; CHIEF OPERATING OFFICER | — |
| [EMANUEL MICHAEL SCOTT](https://search.stillhousedata.com/person/776871) | CCO AND GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | — |
| [GOOS CRAIG KEITH](https://search.stillhousedata.com/person/786179) | CHIEF OPERATING OFFICER | — |
| [JACOBY WILLIAM](https://search.stillhousedata.com/person/786182) | CFO; CFO AND CCO; CHIEF FINANCIAL OFFICER | — |
| [JACOBY WILLIAM EDWARD](https://search.stillhousedata.com/person/799755) | CHIEF FINANCIAL OFFICER | — |
| [SCHULTZ JEFFREY S](https://search.stillhousedata.com/person/812895) | SENIOR COUNSEL, CHIEF COMPLIANCE OFFICER | — |
| [MARSHALL BRIAN](https://search.stillhousedata.com/person/820124) | COO | — |
| [DOHERTY AILEEN MARIE](https://search.stillhousedata.com/person/825730) | CHIEF COMPLIANCE OFFICER | — |
| [MUMMA JOYCE ANN](https://search.stillhousedata.com/person/825831) | CHIEF COMPLIANCE OFFICER | — |
| [CARDALI RICHARD](https://search.stillhousedata.com/person/828416) | CCO | — |
| [CHMIEL ROBERT EMMETT](https://search.stillhousedata.com/person/832169) | CEO AND CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER; INTERIM CEO AND CHIEF FINANCIAL OFFICER | — |
| [GENTILE DAVID CARMELO](https://search.stillhousedata.com/person/840295) | MANAGING MEMBER; NON-MANAGEMENT OWNER; OWNER | — |
| [SCHULTZ JEFFREY SCOTT](https://search.stillhousedata.com/person/840296) | SENIOR COUNSEL, CHIEF COMPLIANCE OFFICER | — |
| [DIAMOND DANIEL MICHAEL](https://search.stillhousedata.com/person/843770) | CHIEF COMPLIANCE OFFICER | — |
| [KGIL MINCHUNG NMN](https://search.stillhousedata.com/person/845106) | CHIEF FINANCIAL OFFICER | — |
| [BRENGEL KYLE RICHARD](https://search.stillhousedata.com/person/848828) | CHIEF FINANCIAL OFFICER | — |
| [PRESTIANO JAMES ARTHUR](https://search.stillhousedata.com/person/849730) | CHIEF COMPLIANCE OFFICER | — |
| [COHN MICHAEL STEVEN](https://search.stillhousedata.com/person/853288) | CHIEF COMPLIANCE OFFICER | — |
| [SIJAN JOVAN](https://search.stillhousedata.com/person/858162) | SENIOR MANAGING DIRECTOR | — |


## Disclosures (24)

_Showing 10 of 12 distinct disclosure events._

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-02-04 | civil | MR. GENTILE, GPB AND CERTAIN AFFILIATES WERE CHARGED WITH VIOLATIONS OF ALABAMA SECURITIES LAWS IN A THREE COUNT CIVIL COMPLAINT FOR EMPLOYING A DEVICE, SCHEME OR ARTIFICE TO DEFRAUD INVESTORS, MAKING UNTRUE STATEMENTS OF A MATERIAL FACT OR OMITTING TO STATE A MATERIAL FACT NECESSARY IN ORDER TO MAK… | Pending | — |
| 2021-02-04 | civil | MR. GENTILE, GPB AND CERTAIN AFFILIATES WERE CHARGED WITH VIOLATIONS OF NEW JERSEY SECURITIES LAWS IN A THREE COUNT CIVIL COMPLAINT FOR EMPLOYING A DEVICE, SCHEME OR ARTIFICE TO DEFRAUD INVESTORS, MAKING UNTRUE STATEMENTS OF A MATERIAL FACT OR OMITTING TO STATE A MATERIAL FACT NECESSARY IN ORDER TO… | Pending | — |
| 2021-02-04 | civil | DAVID GENTILE, GPB AND CERTAIN AFFILIATES WERE CHARGED WITH VIOLATIONS OF NEW YORK SECURITIES LAWS IN A FIVE COUNT CIVIL COMPLAINT FOR SECURITIES FRAUD UNDER THE MARTIN ACT, PERSISTENT FRAUD AND ILLEGALITY UNDER EXECUTIVE LAW SECTION 63(12), BREACH OF FIDUCIARY DUTY, AND INDUCEMENT AND PARTICIPATION… | Pending | — |
| 2021-02-04 | regulatory | MR. GENTILE, GPB AND AFFILIATES WERE CHARGED WITH VIOLATIONS OF SOUTH CAROLINA SECURITIES LAWS IN AN ADMINISTRATIVE PROCEEDING ALLEGING VIOLATIONS OF SOUTH CAROLINA CODE ANN. SECTIONS 35-1-501(1), 35-L-604(D), 35-1-501(2) AND 35-L-604(A)(L). | Pending | — |
| 2021-02-04 | regulatory | MR. GENTILE, GPB AND AFFILIATES WERE CHARGED WITH VIOLATIONS OF MISSOURI SECURITIES LAWS IN AN ADMINISTRATIVE PROCEEDING ALLEGING 255 VIOLATIONS OF SECTION 409.4-412 AND 255 VIOLATIONS OF SECTION 409.5-502 OF THE MISSOURI SECURITIES ACT. | Pending | — |
| 2021-02-04 | regulatory | MR. GENTILE, GPB AND CERTAIN AFFILIATES WERE CHARGED WITH VIOLATIONS OF ILLINOIS SECURITIES LAWS IN AN ADMINISTRATIVE PROCEEDING FOR ALLEGEDLY EMPLOYING A DEVICE, SCHEME OR ARTIFICE TO DEFRAUD INVESTORS, MAKING UNTRUE OR MATERIALLY MISLEADING STATEMENTS OF FACT OR OMITTING TO STATE A MATERIAL FACT N… | Pending | — |
| 2021-02-04 | civil | MR. GENTILE, GPB AND CERTAIN AFFILIATES WERE CHARGED WITH VIOLATIONS OF FEDERAL SECURITIES LAWS IN A NINE COUNT CIVIL COMPLAINT FOR AIDING AND ABETTING VIOLATIONS OF 17(A) OF THE SECURITIES ACT, AIDING AND ABETTING VIOLATIONS OF SECTION 10(B) OF THE EXCHANGE ACT AND RULE 10B-5, VIOLATION OF SECTIONS… | Pending | — |
| 2021-02-03 | regulatory | MR. GENTILE, GPB AND CERTAIN AFFILIATES WERE CHARGED WITH VIOLATIONS OF GEORGIA SECURITIES LAWS IN A REGULATORY PROCEEDING ALLEGING THAT MR. GENTILE, GPB AND AFFILIATES ENGAGED IN EMPLOYING A DEVICE, SCHEME OR ARTIFICE TO DEFRAUD INVESTORS, MAKING UNTRUE STATEMENTS OF MATERIAL FACT OR OMITTING TO ST… | Pending | — |
| 2021-01-29 | criminal | DAVID GENTILE, JEFFRY SCHNEIDER AND JEFFREY LASH WERE INDICTED ON JANUARY 29, 2021. MR. GENTILE SERVED AS MANAGER AND CEO OF GPB CAPITAL HOLDINGS, LLC ("GPB"), A REGISTERED INVESTMENT ADVISOR MANAGING MULTIPLE POOLED INVESTMENT VEHICLES. MR. GENTILE IS CHARGED WITH CONSPIRACY TO COMMIT WIRE FRAUD, W… | Pending | — |
| 2020-05-27 | regulatory | ON MAY 27, 2020, THE ENFORCEMENT SECTION OF THE MASSACHUSETTS SECURITIES DIVISION OF THE OFFICE OF THE SECRETARY OF THE COMMONWEALTH ("MASSACHUSETTS") FILED AN ADMINISTRATIVE COMPLAINT TO COMMENCE AN ADJUDICATORY PROCEEDING AGAINST GPB FOR VIOLATIONS OF THE MASSACHUSETTS UNIFORM SECURITIES ACT AND T… | Pending | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| GPB HOLDINGS QUALIFIED, LP | Other Private Fund | Delaware | 94 | — | $50K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PALM BEACH GARDENS | FL | 1 | 855-635-3027 |
| PALM BEACH GARDENS | FL | 1 | 855-635-3027 |


## Fund service providers (1)

- administrator: VISTRA USA, LLC

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/169825/brochure
- Similar advisers: https://search.stillhousedata.com/firm/169825/similar
- Related entities: https://search.stillhousedata.com/firm/169825/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/169825

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.