# THE FINANCIAL GROUP

THE FINANCIAL GROUP of DIAMOND BAR, CA is an SEC-registered investment adviser.

## Registration

- CRD: 169966
- Type: SEC-registered investment adviser
- SEC file number: 801-79132
- Location: 21700 COPLEY DRIVE, DIAMOND BAR, CA, 91765
- Phone: (909) 860-7527
- Latest filing: 2026-03-09
- Regulatory AUM: $33.7M
- Discretionary AUM: $33.7M
- Clients: 2
- Accounts: 152

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| BROOKS CARL ALAN | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/169966/brochure
- Similar advisers: https://search.stillhousedata.com/firm/169966/similar
- Related entities: https://search.stillhousedata.com/firm/169966/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/169966

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.