# BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 16999
- Type: SEC-registered investment adviser
- SEC file number: 801-
- Location: 270 PARK AVE, NEW YORK, NY, 11017
- Phone: 212-464-1662
- Latest filing: 2006-07-06
- Regulatory AUM: $682.0M
- Non-discretionary AUM: $682.0M
- Clients: 501
- Accounts: 3,787

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| Martin Lee | CFO/DIRECTOR/FINOP; EXECUTIVE VICE PRESIDENT; TREASURER AND CFO/FINOP | Duarte, CA |
| WACHS GARY DAVID | DIRECTOR OF COMPLIANCE | — |
| BERRY JAMES C P | SECRETARY | — |
| MACLELLAN JOHN STEPHEN | PRESIDENT/DIRECTOR; SENIOR VICE PRESIDENT, DIRECTOR | — |
| SAMSON TIMOTHY HUGH | ASSISTANT SECRETARY | — |
| WARTA TERESA LYNN | TREASURER & CFO | — |
| SCHARF CHARLES WILLIAM | DIRECTOR; EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| REED MICHAEL JOHN | DIRECTOR; EXECUTIVE VICE PRESIDENT, DIRECTOR; PRESIDENT/DIRECTOR (+1 more) | — |
| DAVIS JAMES HUBER | CHIEF OPERATIONS OFFICER | — |
| DAVIS JEFFREY L | ASSISTANT SECRETARY | — |
| ANDERSON ELLEN FOWLER | ASSISTANT SECRETARY | — |
| DEEGAN DANIEL ROBERT | DIRECTOR | — |
| DONOVAN DAVID EDWIN | DIRECTOR; EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| STOUTAMIRE ELLEN FOWLER | SECRETARY | — |
| MARKHAM BRADFORD MICHAEL | ASSISTANT SECRETARY | — |
| HALFENGER ALAN KENT JR | CHIEF COMPLIANCE OFFICER, CROP | — |
| FELKER WILLIAM ROBERT | PRESIDENT & CEO; PRESIDENT & CEO, DIRECTOR | — |
| KRAMER JOHN MCDEVITT | CHIEF COMPLIANCE OFFICER | — |
| KUNDERT DAVID JOH | DIRECTOR | — |
| MEUSE DAVID RUSSELL | DIRECTOR | — |
| AEBLI JACQUES III | DIRECTOR | — |
| JONKE DAVID BERNARD | DIRECTOR OF COMPLIANCE | — |
| IRWIN JOHN WILLIAM | DIRECTOR | — |
| LUKAS JAMES JOSEPH | CHIEF INFORMATION OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/16999/brochure
- Similar advisers: https://search.stillhousedata.com/firm/16999/similar
- Related entities: https://search.stillhousedata.com/firm/16999/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/16999

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.